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IH

Ivan A. Huerta

EATON VANCE MANAGEMENT
BOSTON, MA 02109
Some features on this profile are disabled
CRD#: 4904898
IH

Professional summary

Ivan Antonio Huerta is a registered financial advisor currently at EATON VANCE MANAGEMENT located in Boston, Massachusetts and EATON VANCE DISTRIBUTORS, INC. located in Boston, Massachusetts.

Ivan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Ivan has worked at 3 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ivan Antonio Huerta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 25, 2009 - Present

EATON VANCE MANAGEMENT

Office #1: One Post Office Square, Boston, MA 02109
RIA
CRD#: 104859
BOSTON, MA
Current

November 2, 2005 - Present

EATON VANCE DISTRIBUTORS, INC.

Office #1: 1 Post Office Square, Boston, MA 02109
BD
CRD#: 37731
BOSTON, MA
Past

February 3, 2005 - April 27, 2005

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EV
EATON VANCE MANAGEMENT
EATON VANCE MANAGEMENT

CRD#: 104859 / SEC#: 801-15930

RIA
Registered Investment Advisory firm - (2/20/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(3/23/2006)
RR
Maryland
(7/1/2014)
RR
Massachusetts
(11/2/2005)
IAR
Massachusetts
(2/25/2009)
RR
New Jersey
(6/18/2024)
RR
Pennsylvania
(3/23/2006)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/13/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/15/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/13/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/2/2005
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EV
EATON VANCE MANAGEMENT
EATON VANCE MANAGEMENT

CRD#: 104859 / SEC#: 801-15930

RIA
Registered Investment Advisory firm - (2/20/1981 Approved)
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Contact information

Main Address
One Post Office Square, Boston, MA 02109
Mailing Address
Phone number
(617) 482-8260
Established
Firm type
Fiscal year end
# of Employees
247

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EVM FORM ADV PART 2A BROCHURE (6/18/2025)

Regulatory assets under management

Total Number of Accounts4,053
AUM (Assets Under Management)$ 84,879,368,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EATON VANCE MANAGEMENT

CRD#: 104859Boston, MA 02109

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