Jeffrey A. Keister

JK PWA LLC

Fort Myers, FL 33901

Some features on this profile are disabled

CRD#: 4904553

Professional summary

Jeffrey Alexander Keister is a registered financial advisor currently at JK PWA LLC located in Fort Myers, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jeffrey has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alexander Keister's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2019 - Present

JK PWA LLC

Office #1: 2256 First Street, Suite 158, Fort Myers, FL 33901Office #2: 2256 First Street Suite 158, Ft. Myers, FL 33901

RIA

CRD#: 304202

Fort Myers, FL

Past

June 25, 2010 - April 16, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

ABINGDON, MD

Past

June 25, 2010 - April 16, 2019

LPL FINANCIAL LLC

CRD#: 6413

ABINGDON, MD

Past

June 1, 2009 - July 21, 2010

MORGAN STANLEY

RIA

CRD#: 149777

HUNT VALLEY, MD

Past

June 1, 2009 - July 21, 2010

MORGAN STANLEY

CRD#: 149777

HUNT VALLEY, MD

Past

February 21, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW YORK, NY

Past

February 21, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 22, 2005 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

BALTIMORE, MD

Past

March 18, 2005 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/27/2021)

IAR

Maryland
(7/12/2019)

IAR

Texas
(5/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/21/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/3/2011

General Securities Principal Examination

Current Firm

JK PWA LLC

JK PRIVATE WEALTH ASSOCIATES | JK PWA LLC

CRD#: 304202 / SEC#:

Florida

Registered Investment Advisory firm - (8/27/2021 Approved)

Maryland

Registered Investment Advisory firm - (7/12/2019 Approved)

Texas

Registered Investment Advisory firm - (5/15/2019 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Englewood, FL

Mailing Address

2256 First Street Suite 158, Fort Myers, FL 33901

Phone number

(410) 252-1173

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	76
AUM (Assets Under Management)	$ 12,067,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Steven Adelson

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Fort Myers, FL

Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

IAR

Fort Myers, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey A. Keister

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alexander Keister's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 4/21/2005

SIE

Date: 10/1/2018

Series 7

Date: 3/17/2005

Series 24

Date: 8/3/2011

Current Firm

JK PWA LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JK PWA LLC

TRUST BUT VERIFY

Similar Advisors