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Aaron David Niederman

AIF®, CFP®
CETERA INVESTMENT ADVISERS
WALL, NJ
·CRD# 4904547·21 years experience

Professional Summary

Aaron David Niederman, AIF®, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wall, New Jersey and CETERA WEALTH SERVICES, LLC located in Wall, New Jersey. Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Aaron has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary
CFP®
Certified Financial PlannerSince 2012

Years of Experience

21 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
1800 Route 34 Building 2 Suite 201, Wall, NJ 07719
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
1800 Route 34 Building 2 Suite 201, Wall, NJ 07719
August 10, 2023 - Present
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
RIA
Wall, NJ
July 6, 2005 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
Wall, NJ
January 31, 2005 - August 10, 2023

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MID ATLANTIC RESOURCE GROUP & MID ATLANTIC BENEFITS STRATEGIES , FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2005 ADDRESS: SAME AS REGISTERED LOCATION, DESCRIPTION: Agent/Broker 2) NAME OF OTHER BUSINESS: FREEHOLD FIRE DEPARTMENT; INVESTMENT RELATED: NO; ADDRESS: 49 WEST MAIN STREET FREEHOLD, NJ 07728; NATURE OF BUSINESS: VOLUNTEER; START DATE: 01/2001; POSITION/TITLE/RELATIONSHIP: VOLUNTEER FIREFIGHTER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SERVING AS LINE OFFICER FOR FIREMATIC ACTIVITIES, SERVE ON VARIOUS COMMITTEES, PUBLIC OUTREACH, EMERGENCY RESPONSE, AND FIRE SUPPRESSION; 3) 407 SUMMER STREET LLC POSITION: Manager NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2021 ADDRESS: 163 Princeton Oval, Freehold NJ 07728, United States DESCRIPTION: 407 Summer Street, LLC is an LLC to hold a rental property in the state of Massachusetts. I am the sole manager of the LLC. The LLC of owned entirely by the Marsha Joan Niederman Irrevocable Trust, which is my mother's trust where I serve as a trustee. 4) MARSHA JOAN NIEDERMAN IRREVOCABLE TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/23/2010 ADDRESS: 112 Wimbledon Drive, West Yarmouth MA 02673, United States DESCRIPTION: I have been serving as a trustee on my mother's trust since it was created in 2010. I am also the financial advisor to the assets in the trust. The co-trustee is our family CPA, Brian Kipnis. 5) RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2016 ADDRESS: 34-1 Whistler Drive, Freehold NJ 07728, United States DESCRIPTION: My wife and I rent a townhouse that we used to live in; 6) NAME OF OTHER BUSINESS: INDEPENDENCE SQUARE CONDO ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 36 WHISTLER DR, FREEHOLD, NJ 07728; NATURE OF BUSINESS: HOA; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: BOARD TRUSTEE; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SERVE AS A TRUSTEE/BOARD MEMBER FOR CONDO ASSOCIATION; 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2023, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG-TERM CARE; 8) NAME OF OTHER BUSINESS: MARGFINANCIAL INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/01/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/6/2025)
RR
Florida
(8/11/2023)
RR
Maine
(8/10/2023)
RR
Massachusetts
(8/10/2023)
RR
Missouri
(8/10/2023)
RR
New Jersey
(8/10/2023)
IAR
New Jersey
(8/10/2023)
RR
New York
(8/10/2023)
RR
North Carolina
(8/10/2023)
RR
Pennsylvania
(8/10/2023)
RR
Rhode Island
(8/10/2023)
RR
Texas
(8/10/2023)
IAR
Texas
(8/10/2023)
RR
Vermont
(8/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2005About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Aaron David Niederman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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