Henry L. Wendel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Lee Wendel was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2005. Henry had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2012 - July 19, 2012
BEROVEST, LLC
November 21, 2007 - July 6, 2010
SMART401K, LLC
December 1, 2006 - December 1, 2006
CHASE INVESTMENT SERVICES CORP.
December 1, 2006 - March 6, 2007
CHASE INVESTMENT SERVICES CORP.
October 13, 2005 - September 7, 2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 25, 2005 - December 1, 2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
BEROVEST, LLC
CRD#: 162018 / SEC#:
Contact information
Red Flags
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