James Lee Rayroux
Professional Summary
James Lee Rayroux, who also goes by James L Rayroux, is a registered financial advisor currently at 6|21 PRIVATE WEALTH located in Tucson, Arizona. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 6 firms and has passed the Series 65, Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James L Rayroux
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
6|21 PRIVATE WEALTH | 6|21 PRIVATE WEALTH, LLC
Contact Information
Main Address
Tucson, AZPhone Number
(520) 612-1500# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
62AUM (Assets Under Management)
$12,085,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(6/5/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed May 2022About the Series 6TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Lee Rayroux's CRS (Customer Relationship Summary).
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