James L. Rayroux

6|21 PRIVATE WEALTH

Tucson, AZ

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CRD#: 4904019

Professional summary

James Lee Rayroux, who also goes by James L Rayroux, is a registered financial advisor currently at 6|21 PRIVATE WEALTH located in Tucson, Arizona.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 6 firms and has passed the Series 65, Series 63, Series 66, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James L Rayroux

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I own Spinnaker Health, LLC., to broker group benefits and benefit packages for employers, associations, and trade unions. I broker fixed (non-variable) life and health insurance products. Spinnaker Health is currently registered at 3421 E Shea Blvd #111, Phoenix AZ 85028. I began active work for Spinnaker Health in March 2025, and spend approximately 15 hours per week; less than 5 hours per week take place during trading hours. I prospect, present, and close group life and health insurance proposals for established groups and employers. I offer no variable products, and I do not prospect investment clients for Spinnaker Health, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lee Rayroux's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2025 - Present

6|21 PRIVATE WEALTH

RIA

CRD#: 335433

Tucson, AZ

Past

December 5, 2023 - April 4, 2025

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

January 30, 2023 - October 26, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 13, 2022 - February 6, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

TUCSON, AZ

Past

February 2, 2006 - May 2, 2006

BANC ONE SECURITIES CORPORATION

CRD#: 16999

PHOENIX, AZ

Past

January 24, 2006 - May 2, 2006

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

PHOENIX, AZ

Past

January 24, 2006 - January 12, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

PHOENIX, AZ

Past

January 17, 2006 - January 12, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

PHOENIX, AZ

Past

March 21, 2005 - December 16, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/1/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 5/13/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 4/1/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2005

General Securities Representative Examination

Current Firm

6|21 PRIVATE WEALTH

6|21 PRIVATE WEALTH | 6|21 PRIVATE WEALTH, LLC

CRD#: 335433 / SEC#:

Arizona

Registered Investment Advisory firm - (4/8/2025 Approved)

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Contact information

Main Address

Tucson, AZ

Mailing Address

Phone number

(520) 200-5150

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James L. Rayroux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lee Rayroux's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/2025

Series 63

Date: 7/22/2022

Series 66

Date: 4/1/2005

Series 6TO

Date: 5/13/2022

SIE

Date: 4/1/2022

Series 7

Date: 3/18/2005

Current Firm

6|21 PRIVATE WEALTH

Contact information

Documents

Red Flags

Company Information

6|21 PRIVATE WEALTH

TRUST BUT VERIFY

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