John Michael Brown
Professional Summary
John Michael Brown, who also goes by Mike Brown, is a registered financial advisor currently at M&A SECURITIES GROUP, INC. located in Grand Rapids, Michigan. John is registered as a RR (Registered Representative) and started their career in finance in 2005. John has worked at 5 firms and has passed the Series 63, Series 79TO, Series 82TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Brown
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WEALTHCARE CAPITAL MANAGEMENT LLC
Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
M&A SECURITIES GROUP, INC. | TOWER BROKERAGE SERVICES, INC.
Contact Information
Main Address
4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116Mailing Address
4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116Phone Number
(816) 888-7920Established
Kansas since 12/18/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (48 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/29/2025)
(5/13/2026)
(9/22/2014)
(4/24/2026)
(8/25/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Michael Brown's CRS (Customer Relationship Summary).
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WEALTHCARE CAPITAL MANAGEMENT LLC
