Gordon P. Stead
Professional summary
Gordon Patrick Stead, who also goes by Gordon P Stead, Gordon Patrick Stead, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Gordon is registered as a RR (Registered Representative) and started their career in finance in 2005. Gordon has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gordon Patrick Stead's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2024 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416February 6, 2023 - January 12, 2024
BLACKROCK INVESTMENT MANAGEMENT, LLC
October 24, 2022 - January 12, 2024
BLACKROCK INVESTMENTS, LLC
December 1, 2014 - April 30, 2015
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 24, 2011 - December 12, 2012
BLACKROCK INVESTMENTS, LLC
September 29, 2006 - December 4, 2006
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 29, 2006 - December 1, 2006
BLACKROCK INVESTMENTS, LLC
November 16, 2005 - September 29, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
October 6, 2005 - September 29, 2006
FAM DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2024)
Exams
Series 7TO
Date: 10/21/2022
General Securities Representative ExaminationFINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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