Jesus A. Jaramillo

BROOKSTONE CAPITAL MANAGEMENT LLC

Phoenix, AZ

Some features on this profile are disabled

CRD#: 4902865

Professional summary

Jesus A Jaramillo, who also goes by Jesus A Jaramillo, Jesus Alberto Jaramillo, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Phoenix, Arizona.

Jesus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jesus has worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jesus A Jaramillo | Jesus Alberto Jaramillo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesus A Jaramillo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2024 - Present

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Phoenix, AZ

Past

July 6, 2023 - June 6, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Scottsdale, AZ

Past

July 6, 2023 - June 6, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Scottsdale, AZ

Past

June 21, 2021 - July 5, 2023

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Phoenix, AZ

Past

May 23, 2019 - September 3, 2020

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SCOTTSDALE, AZ

Past

May 8, 2019 - September 3, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

SCOTTSDALE, AZ

Past

August 3, 2017 - March 28, 2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

PHOENIX, AZ

Past

August 2, 2017 - March 28, 2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

PHOENIX, AZ

Past

July 18, 2016 - July 26, 2017

CALCHOICE WEALTH MANAGEMENT LLC

RIA

CRD#: 281629

SCOTTSDALE, AZ

Past

September 8, 2015 - June 9, 2016

WADDELL & REED

RIA

CRD#: 866

SCOTTSDALE, AZ

Past

July 14, 2015 - June 9, 2016

WADDELL & REED

CRD#: 866

SCOTTSDALE, AZ

Past

October 16, 2013 - November 13, 2014

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

PHOENIX, AZ

Past

January 25, 2011 - August 28, 2013

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

PHOENIX, AZ

Past

January 13, 2011 - August 28, 2013

PRINCIPAL SECURITIES, INC.

CRD#: 1137

PHOENIX, AZ

Past

June 25, 2010 - November 11, 2010

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SCOTTSDALE, AZ

Past

June 10, 2010 - November 11, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

SCOTTSDALE, AZ

Past

February 21, 2008 - June 4, 2010

PRUCO SECURITIES, LLC.

CRD#: 5685

PHOENIX, AZ

Past

July 10, 2007 - February 26, 2008

NYLIFE SECURITIES LLC

CRD#: 5167

PHOENIX, AZ

Past

February 14, 2005 - July 12, 2007

PRUCO SECURITIES, LLC.

CRD#: 5685

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE CAPITAL MANAGEMENT LLC

BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC

CRD#: 141413 / SEC#: 801-68010

RIA

Registered Investment Advisory firm - (6/20/2007 Approved)

Arizona

Registered Investment Advisory firm - (6/25/2007 Terminated)

Arkansas

Registered Investment Advisory firm - (7/3/2007 Terminated)

California

Registered Investment Advisory firm - (6/26/2007 Terminated)

Illinois

Registered Investment Advisory firm - (6/20/2007 Terminated)

Indiana

Registered Investment Advisory firm - (6/25/2007 Terminated)

Nevada

Registered Investment Advisory firm - (7/19/2007 Terminated)

Ohio

Registered Investment Advisory firm - (6/25/2007 Terminated)

Oklahoma

Registered Investment Advisory firm - (6/20/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Tennessee

Registered Investment Advisory firm - (7/25/2007 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2007 Terminated)

Virginia

Registered Investment Advisory firm - (7/6/2007 Terminated)

Washington

Registered Investment Advisory firm - (6/25/2007 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/25/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/22/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/19/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/6/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 5/6/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/6/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/12/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/6/2023

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BROOKSTONE CAPITAL MANAGEMENT LLC

BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC

CRD#: 141413 / SEC#: 801-68010

RIA

Registered Investment Advisory firm - (6/20/2007 Approved)

Arizona

Registered Investment Advisory firm - (6/25/2007 Terminated)

Arkansas

Registered Investment Advisory firm - (7/3/2007 Terminated)

California

Registered Investment Advisory firm - (6/26/2007 Terminated)

Illinois

Registered Investment Advisory firm - (6/20/2007 Terminated)

Indiana

Registered Investment Advisory firm - (6/25/2007 Terminated)

Nevada

Registered Investment Advisory firm - (7/19/2007 Terminated)

Ohio

Registered Investment Advisory firm - (6/25/2007 Terminated)

Oklahoma

Registered Investment Advisory firm - (6/20/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Tennessee

Registered Investment Advisory firm - (7/25/2007 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2007 Terminated)

Virginia

Registered Investment Advisory firm - (7/6/2007 Terminated)

Washington

Registered Investment Advisory firm - (6/25/2007 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/25/2007 Terminated)

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Contact information

Main Address

1745 S. Naperville Road Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

395

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKSTONE CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A, APPENDIX 1 - WRAP BROCHURE (7/30/2025)

BROOKSTONE CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A (7/30/2025)

Regulatory assets under management

Total Number of Accounts	73,650
AUM (Assets Under Management)	$ 10,409,137,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jesus A. Jaramillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesus A Jaramillo's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

BROOKSTONE CAPITAL MANAGEMENT LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CALCHOICE WEALTH MANAGEMENT LLC

WADDELL & REED

WADDELL & REED

W&S BROKERAGE SERVICES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PRUCO SECURITIES, LLC.

NYLIFE SECURITIES LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BROOKSTONE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/22/2010

Series 63

Date: 2/19/2005

Series 7TO

Date: 5/6/2023

Series 6TO

Date: 5/6/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/6/2010

Series 6

Date: 2/12/2005

Series 26

Date: 5/6/2023

Current Firm

BROOKSTONE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKSTONE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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