Patrick C. Thuemmel

SAMALIN WEALTH

COPPELL, TX 75019

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CRD#: 4902700

Professional summary

Patrick Carl Thuemmel, CFP® is a registered financial advisor currently at SAMALIN WEALTH located in Coppell, Texas.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Patrick has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Carl Thuemmel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

July 14, 2020 - Present

SAMALIN WEALTH

Office #1: 537 Houston Street, Coppell, TX 75019

RIA

CRD#: 142214

COPPELL, TX

Past

January 4, 2018 - July 7, 2020

NORTHWEST ASSET MANAGEMENT

RIA

CRD#: 19616

DALLAS, TX

Past

March 29, 2006 - July 28, 2006

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

IRVING, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAMALIN WEALTH

MAPLE HILL ADVISORS, LLC | SAMALIN WEALTH | SAMALIN INVESTMENT COUNSEL, LLC

CRD#: 142214 / SEC#: 801-67465

RIA

Registered Investment Advisory firm - (2/15/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/15/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2006

General Securities Representative Examination

Current Firm

SAMALIN WEALTH

MAPLE HILL ADVISORS, LLC | SAMALIN WEALTH | SAMALIN INVESTMENT COUNSEL, LLC

CRD#: 142214 / SEC#: 801-67465

RIA

Registered Investment Advisory firm - (2/15/2007 Approved)

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Contact information

Main Address

297 King Street, Chappaqua, NY 10514

Mailing Address

Phone number

(914) 666-6600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SI COUNSEL WRAP BROCHURE (3/18/2025)

SAMALIN INVESTMENT COUNSEL, LLC (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,220
AUM (Assets Under Management)	$ 420,604,795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick C. Thuemmel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Carl Thuemmel's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWEST ASSET MANAGEMENT

SPC

SIGMA FINANCIAL CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MCGOWAN GROUP ASSET MANAGEMENT, INC.

SPIRE SECURITIES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

SAMALIN WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 4/15/2006

SIE

Date: 12/31/2017

Series 7

Date: 3/28/2006

Current Firm

SAMALIN WEALTH

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAMALIN WEALTH

TRUST BUT VERIFY

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