MH
Marcus J. Hernandez
KESTRA ADVISORY SERVICES
Poland, OH
Some features on this profile are disabled
CRD#: 4902687
MH
Professional summary
Marcus John Hernandez, who also goes by Marcus J Hernandez, Marcus John Hernandez, Marcus Hernandez, Marcus A Hernandez, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Poland, Ohio and KESTRA INVESTMENT SERVICES, LLC located in Warren, Ohio.
Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Marcus has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcus J Hernandez | Marcus John Hernandez | Marcus Hernandez | Marcus A Hernandez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Cabot Family Office Investment Related: Yes Address: 25 Audubon lane Poland OH 44514 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner & Financial advisor Start Date: 2/27/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: I meet with all of our clients and provide financial planning, and investment advise.Business Name: Foundation Fuente De Amor Investment Related: No Address: 120 Briaiwood circle Hollywood FL 33024 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: President of the board. Start Date: 6/15/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I help in organization and planning of the non-profit. I do not handle any finances.Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Bldg. 2, Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 2/27/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: IAR
CRS (Client Relationship Summary) - RIA
Click below to view Marcus John Hernandez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2019 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Poland, OH
Current
February 28, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Warren, OH
Past
January 7, 2011 - February 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HERMITAGE, PA
Past
January 6, 2011 - February 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HERMITAGE, PA
Past
March 10, 2010 - December 10, 2010
EVOLVE INVESTMENT ADVISORS
RIA
CRD#: 131714
AUSTIN, TX
Past
March 10, 2010 - December 10, 2010
EVOLVE SECURITIES, INC.
BD
CRD#: 127474
YOUNGSTOWN, OH
Past
October 8, 2009 - December 21, 2009
FIRST MIDWEST SECURITIES, INC.
RIA
CRD#: 21786
YOUNGSTOWN, OH
Past
March 11, 2009 - December 21, 2009
FIRST MIDWEST SECURITIES, INC.
BD
CRD#: 21786
YOUNGSTOWN, OH
Past
April 21, 2005 - February 26, 2009
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
YOUNGSTOWN, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/26/2019)
RR
Florida(9/14/2020)
RR
Illinois(4/15/2019)
RR
Michigan(9/26/2024)
RR
New Hampshire(5/19/2025)
RR
North Carolina(4/16/2019)
IAR
Ohio(3/13/2019)
RR
Ohio(3/25/2019)
RR
Pennsylvania(4/22/2019)
IAR
Texas(10/6/2023)
RR
Texas(10/10/2023)
RR
Utah(2/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
