Kathleen L. George
Professional summary
Kathleen Lin Patterson George, who also goes by Kathleen Lin Patterson, Kathleen George, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2005. Kathleen has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathleen Lin Patterson George's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2022 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 9, 2015 - March 24, 2022
MISSIONSQUARE RETIREMENT
November 9, 2015 - March 24, 2022
MISSIONSQUARE WEALTH MANAGEMENT
June 12, 2008 - November 30, 2015
CALVERT INVESTMENT MANAGEMENT, INC.
May 22, 2008 - July 31, 2015
CALVERT INVESTMENT DISTRIBUTORS, INC.
November 8, 2006 - July 23, 2007
EQUITABLE ADVISORS, LLC
September 20, 2006 - July 23, 2007
EQUITABLE ADVISORS, LLC
March 23, 2005 - September 25, 2006
CITIGROUP GLOBAL MARKETS INC.
February 21, 2005 - September 25, 2006
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
(5/25/2022)
(1/2/2025)
(1/2/2025)
(5/25/2022)
(1/2/2025)
(1/3/2023)
(1/2/2025)
(1/2/2025)
(5/25/2022)
(5/25/2022)
(5/25/2022)
Exams
FINRA
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Company Information
QUASAR DISTRIBUTORS, LLC
CRD#: 103848Portland, ME 04101TRUST BUT VERIFY
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