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DP

Donald M. Phelan

WILLIAMSON LEGACY GROUP
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 4902644
DP

Professional summary

Donald Matthew Phelan is a registered financial advisor currently at WILLIAMSON LEGACY GROUP, LLC located in Carmel, Indiana.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Donald has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TOWN OF FISHERS, INV RELATED; FISHERS, IN, ECONOMIC DEVELOPMENT COMMITTEE PRESIDENT, START 12/8/2006, 1 HOUR PER MONTH, ZERO DURING TRADING, REVIEWS COMMERCIAL AND INDUSTRIAL ECONOMIC DEVELOPMENT PROPOSALS AND INITIATIVES TO DETERMINE VIABILITY OF COMMERCE AND QUALITY OF LIFE ISSUES IN TOWN. Market Share Financial, Insurance Agent, life insurance products, paid via commission, $1000/yr, 11611 N. Meridian St. Suite 300 Carmel, IN 46032

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Matthew Phelan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 20, 2022 - Present

WILLIAMSON LEGACY GROUP, LLC

Office #1: 254 E Carmel Drive, Carmel, IN 46032
RIA
CRD#: 318629
Carmel, IN
Past

January 4, 2022 - March 24, 2022

AXXCESS WEALTH MANAGEMENT, LLC

RIA
CRD#: 164081
Indianapolis, IN
Past

August 26, 2021 - December 31, 2021

AXXCESS WEALTH MANAGEMENT, LLC

RIA
CRD#: 164081
Indianapolis, IN
Past

January 1, 2008 - August 23, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
INDIANAPOLIS, IN
Past

January 1, 2008 - August 23, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
INDIANAPOLIS, IN
Past

July 29, 2005 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
INDIANAPOLIS, IN
Past

April 18, 2005 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WL
WILLIAMSON LEGACY GROUP, LLC
TSOAR MINISTRIES LLC | WILLIAMSON LEGACY GROUP, LLC

CRD#: 318629 / SEC#: 801-123281

RIA
Registered Investment Advisory firm - (2/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(3/20/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/28/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/7/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/17/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 2/16/2009
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/15/2005
General Securities Representative Examination

Current Firm

WL
WILLIAMSON LEGACY GROUP, LLC
TSOAR MINISTRIES LLC | WILLIAMSON LEGACY GROUP, LLC

CRD#: 318629 / SEC#: 801-123281

RIA
Registered Investment Advisory firm - (2/25/2022 Approved)
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Contact information

Main Address
Carmel, IN
Mailing Address
176 W Logan Street #222, Noblesville, IN 46060
Phone number
(317) 447-3212
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WILLIAMSON LEGACY GROUP ADV PART 2A BROCHURE 3 2025 (3/11/2025)

Regulatory assets under management

Total Number of Accounts879
AUM (Assets Under Management)$ 208,707,099

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILLIAMSON LEGACY GROUP, LLC

CRD#: 318629Carmel, IN 46032

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