RS
Robert E. Shelton
J. W. COLE ADVISORS
American Fork, UT
Some features on this profile are disabled
CRD#: 4902355
RS
Professional summary
Robert Eran Shelton, who also goes by Rob Shelton, Robbie Shelton, Robert Shelton, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in American Fork, Utah and J.W. COLE FINANCIAL, INC. located in American Fork, Utah.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Shelton | Robbie Shelton | Robert Shelton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DBA - Axio Wealth Management; investment related; owner - start date 1/2020; 1145 South 800 East Suite 101, Orem, UT 84097; marketing for financial planning practice; 160 hours per month, 143 hours during trading. (2) Real estate rental; not investment related; landlord - start date 9/2016; 1132 North 1050 East, American Fork, UT 84003; 1 hour per month, 1 hour during trading. (3) real estate agent; not investment related; agent - start date 2/2019; 1132 North 1050 East, American Fork, UT 84003; referral estate leads to another agent & share in commissions; 5 hours per month, all during trading. (4) Make A Wish Utah; not investment related; Chairman of the board and member of the executive committee;; start date 2/1/2021; 771 East Winchester Street, Murray, UT 84107; charitable organization; 5 hours per month, all during trading. (5) K Shelton, LLC; not investment related; owner - start date 4/2018; 1132 North 1050 East, American Fork, UT 84003; oversee contractual services to my other companies, per CPA advice; 1 hour per month, 0 hours during trading. (6) Kia Ora 1; not investment related; 1132 North 1050 East, American Fork, UT 84003; owner - start date 1/2016; accounting & payroll; 1 hour per month, 1 hour during trading. (7) Fixed insurance; not investment related; agent - start date 2/2005; 1145 South 800 East Suite 101, Orem, UT 84097; sales & service of fixed insurance products; 1 hour per month, 1 hour during trading. (8) Axio Publishing; Not investment related; Book publishing and local news publishing; 1132 N. 1050 E, American Fork, UT 84003; Publisher/Owner; Publish books and local news through the website afcitizen.com, sometime I will write articles about local news; Start 10/23/2023; 1 hours/month spent during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Eran Shelton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2021 - Present
J. W. COLE ADVISORS, INC.
Office #2: 826 E State Road Suite 210, American Fork, UT 84003Office #3: 1145 South 800 East Suite 101, Orem, UT 84097RIA
CRD#: 112294
American Fork, UT
Current
February 10, 2021 - Present
J.W. COLE FINANCIAL, INC.
Office #2: 826 E State Road Suite 205, American Fork, UT 84003Office #3: 1145 South 800 East Suite 101, Orem, UT 84097BD
CRD#: 124583
American Fork, UT
Past
March 1, 2012 - February 10, 2021
BFC PLANNING, INC.
RIA
CRD#: 119682
Orem, UT
Past
March 24, 2009 - November 19, 2012
CB FINANCIAL ADVISORS
RIA
CRD#: 136183
PROVO, UT
Past
February 7, 2008 - March 6, 2009
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
American Fork, UT
Past
February 6, 2008 - February 10, 2021
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
American Fork, UT
Past
October 5, 2007 - February 1, 2008
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
OREM, UT
Past
November 20, 2006 - February 1, 2008
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
OREM, UT
Past
January 11, 2006 - November 27, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
PROVO, UT
Past
March 8, 2005 - January 13, 2006
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
OREM, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/18/2021)
RR
California(2/10/2021)
RR
Idaho(2/10/2021)
RR
Missouri(6/3/2024)
RR
Nevada(2/10/2021)
RR
Oregon(3/3/2021)
RR
Texas(2/10/2021)
IAR
Texas(10/22/2025)
RR
Utah(2/10/2021)
IAR
Utah(2/11/2021)
RR
Virginia(2/10/2021)
RR
Washington(2/10/2021)
RR
Wisconsin(2/10/2021)
RR
Wyoming(2/10/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
