Alston B. Wade

FCG INVESTMENT COMPANY

Germantown, TN 38138

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CRD#: 4902247

Professional summary

Alston Boyd Wade, who also goes by Alston B Wade III, is a registered financial advisor currently at FCG INVESTMENT COMPANY located in Germantown, Tennessee.

Alston is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Alston has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alston B Wade Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 01/05/09 - CPA, ALSTON BOYD WADE III CPA/WADE CONSULTING, 10% OF TIME. CONSERVANCY(501(C)(3)), NO CUSTODY OR CONTROL, NO CHECK WRITING DUTIES. 5% OF TIME. 2. 01/05/09 - DBA ONLY, FINANCIAL CONSULTING GROUP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alston Boyd Wade's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2020 - Present

FCG INVESTMENT COMPANY

Office #1: 9040 Garden Arbor Dr Ste 206, Germantown, TN 38138

RIA

CRD#: 308192

Germantown, TN

Past

January 5, 2009 - August 15, 2013

LPL FINANCIAL LLC

CRD#: 6413

GERMANTOWN, TN

Past

January 5, 2006 - November 11, 2008

WALNUT STREET SECURITIES, INC.

CRD#: 15840

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FCG INVESTMENT COMPANY

CRD#: 308192 / SEC#: 801-118437

RIA

Registered Investment Advisory firm - (4/13/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(10/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/2/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/29/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FCG INVESTMENT COMPANY

CRD#: 308192 / SEC#: 801-118437

RIA

Registered Investment Advisory firm - (4/13/2020 Approved)

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Contact information

Main Address

9040 Garden Arbor Dr Ste 206, Germantown, TN 38138

Mailing Address

Phone number

(901) 309-2681

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- FCG INVESTMENT COMPANY (6/9/2025)

Regulatory assets under management

Total Number of Accounts	404
AUM (Assets Under Management)	$ 457,898,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alston B. Wade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alston Boyd Wade's CRS (Customer Relationship Summary).

Certified licenses

Experience

FCG INVESTMENT COMPANY

LPL FINANCIAL LLC

WALNUT STREET SECURITIES, INC.

Primary Firm SEC Registration

FCG INVESTMENT COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 10/2/2020

Series 63

Date: 10/28/2005

Series 6

Date: 12/29/2005

Current Firm

FCG INVESTMENT COMPANY

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FCG INVESTMENT COMPANY

TRUST BUT VERIFY

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