Patricia J. Hatton

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CRD#: 4902229

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia Jean Hatton, who also goes by Patricia Jean Fasulo, Patricia J Hatton, Patti J Hatton, was a registered financial professional .

Patricia is a previously registered financial professional and started their career in finance in 2005. Patricia had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patricia Jean Fasulo | Patricia J Hatton | Patti J Hatton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 24, 2011 - April 19, 2012

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

GREEN BAY, WI

Past

January 21, 2011 - April 19, 2012

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

GREEN BAY, WI

Past

October 1, 2008 - November 16, 2010

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

GREEN BAY, WI

Past

October 1, 2008 - November 16, 2010

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

GREEN BAY, WI

Past

July 25, 2007 - July 25, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

APPLETON, WI

Past

July 25, 2007 - October 8, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

APPLETON, WI

Past

April 26, 2006 - July 24, 2007

VISION ASSET MANAGEMENT INC

RIA

CRD#: 110412

APPLETON, WI

Past

April 26, 2006 - July 24, 2007

VISION INVESTMENT SERVICES, INC.

CRD#: 46609

APPLETON, WI

Past

May 12, 2005 - April 19, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

GREEN BAY, WI

Past

January 28, 2005 - May 2, 2005

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/8/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/26/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patricia J. Hatton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

VISION ASSET MANAGEMENT INC

VISION INVESTMENT SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/2006

Series 63

Date: 1/28/2005

Series 7

Date: 6/8/2006

Series 6

Date: 1/26/2005

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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