Stephen A. Bradley

GENCAP PORTFOLIO MANAGEMENT

Tiburon, CA 94920

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CRD#: 4902208

Professional summary

Stephen Andrew Bradley JR., who also goes by Stephen Andrew Bradley, is a registered financial advisor currently at GENCAP PORTFOLIO MANAGEMENT located in Tiburon, California.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Stephen has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Andrew Bradley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Andrew Bradley JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2015 - Present

GENCAP PORTFOLIO MANAGEMENT

Office #1: 1100 Mar West Street Suite C, Tiburon, CA 94920

RIA

CRD#: 269910

Tiburon, CA

Past

August 11, 2014 - November 17, 2015

CROSSPOINT CAPITAL MANAGEMENT

RIA

CRD#: 150212

SAN FRANCISCO, CA

Past

January 15, 2010 - August 18, 2014

QUANTUM CAPITAL MANAGEMENT

RIA

CRD#: 143150

SAN FRANCISCO, CA

Past

July 19, 2007 - December 31, 2008

QUANTUM CAPITAL MANAGEMENT

RIA

CRD#: 143150

CORTE MADERA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENCAP PORTFOLIO MANAGEMENT

FRONT ROW ADVISORS LLC | GENCAP PORTFOLIO MANAGEMENT

CRD#: 269910 / SEC#: 801-106577

RIA

Registered Investment Advisory firm - (8/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/2007

Uniform Investment Adviser Law Examination

Current Firm

GENCAP PORTFOLIO MANAGEMENT

FRONT ROW ADVISORS LLC | GENCAP PORTFOLIO MANAGEMENT

CRD#: 269910 / SEC#: 801-106577

RIA

Registered Investment Advisory firm - (8/25/2015 Approved)

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Contact information

Main Address

1100 Mar West Street Suite C, Tiburon, CA 94920

Mailing Address

Phone number

(415) 797-6003

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-FRONT ROW ADVISORS LLC (2/20/2025)

Regulatory assets under management

Total Number of Accounts	546
AUM (Assets Under Management)	$ 396,253,659

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen A. Bradley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Andrew Bradley JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

GENCAP PORTFOLIO MANAGEMENT

CROSSPOINT CAPITAL MANAGEMENT

QUANTUM CAPITAL MANAGEMENT

QUANTUM CAPITAL MANAGEMENT

Primary Firm SEC Registration

GENCAP PORTFOLIO MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/2007

Current Firm

GENCAP PORTFOLIO MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENCAP PORTFOLIO MANAGEMENT

TRUST BUT VERIFY

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