Anthony G. John

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

Seattle, WA 98102

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CRD#: 4902151

Professional summary

Anthony George John is a registered financial advisor currently at FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC located in Seattle, Washington.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Anthony has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1/2000 - DBA for LPL Business (entity for LPL business) - US INVESTORS INTERNATIONAL - Investment Related - Portland, OR 97223 2) 1/2000 - Business Entity For Tax/Investment Purposes Only - LEWELLING VENTURES, INC. - Not Investment Related - 900 WASHINGTON STREET, SUITE 840 VANCOUVER, WA 98660

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony George John's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2015 - Present

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

Office #1: 707 E Harrison St, Seattle, WA 98102

RIA

CRD#: 170918

Seattle, WA

Past

January 3, 2020 - November 19, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORTLAND, OR

Past

January 3, 2020 - November 19, 2021

LPL FINANCIAL LLC

CRD#: 6413

PORTLAND, OR

Past

December 6, 2017 - January 8, 2020

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PORTLAND, OR

Past

July 21, 2017 - January 8, 2020

OSAIC SERVICES, INC.

CRD#: 133763

PORTLAND, OR

Past

February 8, 2011 - January 23, 2015

RUSSELL INVESTMENTS

RIA

CRD#: 105734

SEATTLE, WA

Past

August 16, 2010 - January 23, 2015

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Past

February 9, 2005 - April 14, 2009

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

SANTA BARBARA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

FAIRVIEW PARTNERS | FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

CRD#: 170918 / SEC#: 801-120918

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

California

Registered Investment Advisory firm - (7/16/2021 Terminated)

Washington

Registered Investment Advisory firm - (1/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(2/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/27/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/8/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/8/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

FAIRVIEW PARTNERS | FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

CRD#: 170918 / SEC#: 801-120918

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

California

Registered Investment Advisory firm - (7/16/2021 Terminated)

Washington

Registered Investment Advisory firm - (1/26/2024 Terminated)

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Contact information

Main Address

707 E Harrison St, Seattle, WA 98102

Mailing Address

Phone number

(206) 432-9439

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT, LLC BROCHURE - PART 2B (3/28/2025)

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT, LLC BROCHURE - PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 266,454,045

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony G. John

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony George John's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

JOHN HANCOCK DISTRIBUTORS LLC

Primary Firm SEC Registration

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/27/2017

Series 66

Date: 9/8/2010

SIE

Date: 10/1/2018

Series 7

Date: 7/21/2017

Series 6

Date: 2/8/2005

Current Firm

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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