Dawn M. Kot
Professional summary
Dawn Marie Kot, who also goes by Dawn Marie Laraway, is a registered financial professional currently at VOYA FINANCIAL ADVISORS, INC. located in Albany, New York.
Dawn is registered as a RR (Registered Representative) and started their career in finance in 2005. Dawn has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dawn Marie Kot's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2012 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 125 Wolf Rd, Suite 402, Albany, NY 12205June 10, 2011 - November 16, 2011
VOYA FINANCIAL PARTNERS, LLC
January 3, 2011 - June 10, 2011
VOYA FINANCIAL ADVISORS, INC.
February 21, 2005 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/2024)
Exams
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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