Edward A. Diaz
Professional summary
Edward Allen Diaz, who also goes by Eddie Allen Diaz Jr., is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Phoenix, Arizona and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Edward has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Allen Diaz's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2025 - Present
IP FINANCIAL ADVISORY SERVICES LLC
July 8, 2025 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210May 31, 2005 - July 16, 2025
NYLIFE SECURITIES LLC
February 15, 2005 - April 8, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2025)
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(8/10/2025)
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Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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