Douglas B. May

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CRD#: 4901837

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Boyd May was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 2005. Douglas had worked at 4 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TWO RIVERS FIDUCIARY CO.; INVESTMENT-RELATED BUSINESS; 744 HORIZON COURT, SUITE 350, GRAND JUNCTION, CO 81506; NON-DEPOSITORY TRUST COMPANY; MINORITY OWNER; JUNE 2015 START DATE; LESS THAN 1 HOUR/MONTH 0 HOURS/DAY DURING SECURITIES TRADING HOURS; MINORITY OWNER DUTIES. 2) ELATI PRESS; NOT INVESTMENT RELATED; PRIVATE RESIDENCE, GRAND JUNCTION, CO 81507; PUBLISHING COMPANY; SOLE PROPRIETORSHIP; DECEMBER 31, 2014 START DATE; LESS THAN 1 HOURS/MONTH DEVOTED TO ELATI PRESS; 0 HOURS/DAY DURING SECURITIES TRADING HOURS DEVOTED TO ELATI PRESS; RESPONSIBLE FOR ALL DUTIES TO OPERATE THE BUSINESS. 3) AVEX, LLC; NOT INVESTMENT RELATED; MEDICAL DEVICE MAKER; OWNER; AUGUST 2007 START DATE; LESS THAN ONE HOUR/MONTH DEVOTED TO AVEX, LLC; 0 HOURS/DAY DURING SECURITIES TRADING HOURS DEVOTED TO AVEX, LLC; MINORITY OWNER/INVESTOR DUTIES. 4) May Investments, LLC; Investment Related - Yes; 744 Horizon Court, Suite 350, Grand Junction, CO 81507; solely owned LLC nominee entity into which my ATPW 1099 NEC compensation flows and from which my IAR expenses have been deducted for tax reporting purposes; Managing Member; 1/01/2022;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 21, 2024 - July 9, 2025

ASHTON THOMAS PRIVATE WEALTH

RIA

CRD#: 153902

GRAND JUNCTION, CO

Past

March 23, 2016 - April 4, 2024

WEALTHSOURCE®

RIA

CRD#: 282202

GRAND JUNCTION, CO

Past

December 5, 2013 - December 15, 2016

AVANT-GARDE ADVISORS LLC

RIA

CRD#: 151527

CENTENNIAL, CO

Past

April 8, 2005 - December 16, 2013

MAY-INVESTMENTS MANAGEMENT, LLC

RIA

CRD#: 133942

GRAND JUNCTION, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

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Contact information

Main Address

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260

Mailing Address

Phone number

(602) 732-4745

Established

Firm type

Fiscal year end

# of Employees

114

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, APPENDIX 1 WRAP FEE PROGRAM BROCHURE (5/5/2025)

ADV PART 2A FIRM BROCHURE (5/5/2025)

Regulatory assets under management

Total Number of Accounts	6,733
AUM (Assets Under Management)	$ 4,051,333,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas B. May

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ASHTON THOMAS PRIVATE WEALTH

WEALTHSOURCE®

AVANT-GARDE ADVISORS LLC

MAY-INVESTMENTS MANAGEMENT, LLC

Primary Firm SEC Registration

ASHTON THOMAS PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Current Firm

ASHTON THOMAS PRIVATE WEALTH

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASHTON THOMAS PRIVATE WEALTH

TRUST BUT VERIFY

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