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Peter T. Martin

KCOE CAPITAL LLC
SCOTTSDALE, AZ
Some features on this profile are disabled
CRD#: 4901731
PM

Professional summary

Peter T Martin is a registered financial professional currently at KCOE CAPITAL LLC located in Scottsdale, Arizona.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2005. Peter has worked at 2 firms and has passed the Series 66, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter T Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2009 - Present

KCOE CAPITAL LLC

BD
CRD#: 104609
SCOTTSDALE, AZ
Past

July 24, 2007 - February 9, 2009

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
GREELEY, CO
Past

July 24, 2007 - February 9, 2009

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
GREELEY, CO
Past

August 30, 2005 - February 15, 2006

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
GREELEY, CO
Past

April 11, 2005 - February 15, 2006

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/21/2022)
RR
Arizona
(3/8/2024)
RR
California
(5/31/2018)
RR
Colorado
(5/28/2009)
RR
Florida
(2/23/2024)
RR
Illinois
(6/5/2018)
RR
Indiana
(6/4/2018)
RR
Iowa
(5/30/2018)
RR
Kansas
(3/7/2014)
RR
Kentucky
(11/20/2023)
RR
Minnesota
(2/7/2024)
RR
Missouri
(3/31/2014)
RR
Ohio
(11/20/2020)
RR
Oklahoma
(5/31/2018)
RR
Texas
(3/12/2014)
RR
Wyoming
(10/29/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/19/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/8/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/26/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KCOE CAPITAL LLC
KC BROKERAGE SERVICES, LLC | KCOE CAPITAL LLC | KCOE CAPITAL ADVISORS, LLC

CRD#: 104609 / SEC#: , 8-52955

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
2725 Nw 24th Ave., Camas, WA 98607
Mailing Address
2725 Nw 24th Ave., Camas, WA 98607
Phone number
(360) 624-7300
Established
Kansas since 03/28/2000
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINION WEALTH MANAGEMENT, LLCSHAREHOLDER
CALLAHAN, STEVEN JOSEPHTREASURER, FINANCIAL PRINCIPAL, PFO, POO5451566
DEGENSHEIN, DEBRA ANNVP ADMINISTRATION & MUNI PRINCIPAL2923781
FUNK, DONNA MARIECHAIRMAN OF BOARD7253561
GIBBS, BRYCE EDWARDDIRECTOR7255260
MARTIN, PETER TLLC MANAGER, CCO, AND AMLCO4901731
WALD, JEFFREY JAYDIRECTOR4742155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KCOE CAPITAL LLC

CRD#: 104609Scottsdale, AZ

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