William R. Guinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Russell Guinn, who also goes by Rusty Guinn, Will Guinn, William R Guinn, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2005. William had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2019 - August 7, 2025
SECOND FOUNDATION PARTNERS, LLC
August 10, 2017 - July 26, 2018
HIGHTOWER PRIVATE CLIENT
January 20, 2016 - October 3, 2018
SALIENT ADVISORS, L.P.
January 20, 2016 - October 3, 2018
CYPRESS CREEK PARTNERS
July 9, 2015 - October 3, 2018
FORWARD MANAGEMENT, LLC
September 29, 2014 - October 3, 2018
SALIENT CAPITAL ADVISORS, LLC
June 6, 2014 - October 3, 2018
SALIENT CAPITAL L.P.
April 27, 2005 - March 2, 2006
DE GUARDIOLA ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECOND FOUNDATION PARTNERS, LLC
CRD#: 301270 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 67,969,641 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
