Ryan Ingram

UNITED CAPITAL FINANCIAL ADVISORS

SEATTLE, WA 98101

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CRD#: 4901452

Professional summary

Ryan Ingram, CFP®, who also goes by Ryan Alexander Ingram, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Seattle, Washington.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Ryan has worked at 7 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Alexander Ingram

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Ingram's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

December 22, 2020 - Present

UNITED CAPITAL FINANCIAL ADVISORS

Office #1: 601 Union Street Suite 4242, Seattle, WA 98101

RIA

CRD#: 134600

SEATTLE, WA

Past

June 16, 2023 - November 16, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

SEATTLE, WA

Past

November 19, 2018 - December 1, 2020

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

Seattle, WA

Past

November 19, 2018 - December 1, 2020

BNY MELLON SECURITIES CORPORATION

CRD#: 231

Seattle, WA

Past

December 18, 2015 - December 6, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SEATTLE, WA

Past

January 3, 2012 - December 18, 2015

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

LONE TREE, CO

Past

August 10, 2007 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SEATTLE, WA

Past

August 10, 2007 - December 6, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SEATTLE, WA

Past

February 6, 2007 - July 31, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NEWPORT NEWS, VA

Past

February 6, 2007 - July 31, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NEWPORT NEWS, VA

Past

April 14, 2006 - September 5, 2006

MICG INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 104028

NORFOLK, VA

Past

January 26, 2005 - September 5, 2006

MICG INVESTMENT MANAGEMENT, LLC

CRD#: 104028

NORFOLK, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(12/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/16/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/30/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/25/2005

General Securities Representative Examination

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

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Contact information

Main Address

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062

Mailing Address

Phone number

(972) 822-2055

Established

Firm type

Fiscal year end

# of Employees

271

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNITED CAPITAL FINANCIAL ADVISORS WRAP FEE PROGRAM BROCHURE (3/28/2025)

UNITED CAPITAL FINANCIAL ADVISORS ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	41,738
AUM (Assets Under Management)	$ 17,211,052,120

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan Ingram

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Ingram's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

CHARLES SCHWAB & CO., INC.

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MICG INVESTMENT MANAGEMENT, LLC

MICG INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

UNITED CAPITAL FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2005

Series 7TO

Date: 12/16/2022

SIE

Date: 12/6/2016

Series 31

Date: 1/30/2006

Series 7

Date: 1/25/2005

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED CAPITAL FINANCIAL ADVISORS

TRUST BUT VERIFY

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