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Michael T. Brooks
TRUIST ADVISORY SERVICES
VIRGINIA BEACH, VA 23451
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CRD#: 4901171
MB
Professional summary
Michael Thomas Brooks, CFP®, who also goes by Michael Brooks, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Virginia Beach, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Virginia Beach, Virginia.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Brooks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY -FORMER HOME POSITION: Owner NATURE: This is my former primary residence. It is going to be used as a rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/18/2018 ADDRESS: 1232 Westover Ave, #1, Norfolk VA 23507 HAMPTON ROADS ESTATE PLANNING COUNCIL POSITION: Member of Board of Directors NATURE: Organization does monthly meetings from Fall - Spring about once per month on Estate Planning related issues. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2025 ADDRESS: Virginia Beach VA, United States DESCRIPTION: Board member.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Thomas Brooks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 948 Laskin Rd Fl 3, Virginia Beach, VA 23451RIA
CRD#: 283390
VIRGINIA BEACH, VA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 948 Laskin Rd Ste 300, Virginia Beach, VA 23451Office #2: 150 W Main St Ste 1400, Norfolk, VA 23510BD
CRD#: 17499
VIRGINIA BEACH, VA
Past
November 30, 2017 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
November 30, 2017 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
August 27, 2007 - December 11, 2017
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NORFOLK, VA
Past
August 27, 2007 - December 11, 2017
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NORFOLK, VA
Past
December 21, 2005 - August 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NORFOLK, VA
Past
December 5, 2005 - August 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NORFOLK, VA
Past
February 2, 2005 - June 10, 2005
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/16/2022)
RR
Arizona(6/27/2022)
RR
California(10/14/2021)
RR
Colorado(2/17/2021)
RR
Connecticut(2/17/2021)
RR
Delaware(2/17/2021)
RR
District of Columbia(6/17/2022)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Hawaii(2/17/2021)
RR
Idaho(11/9/2022)
RR
Illinois(2/17/2021)
RR
Indiana(2/17/2021)
RR
Louisiana(5/22/2023)
RR
Maine(6/15/2022)
RR
Maryland(2/17/2021)
RR
Massachusetts(6/16/2022)
RR
Michigan(1/31/2022)
RR
Mississippi(5/10/2022)
RR
Missouri(10/13/2021)
RR
Nevada(7/12/2021)
RR
New Jersey(6/15/2022)
RR
New Mexico(5/19/2022)
RR
New York(8/29/2021)
RR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Oregon(2/17/2021)
RR
Pennsylvania(7/9/2021)
RR
South Carolina(2/17/2021)
RR
Tennessee(10/13/2021)
RR
Texas(2/17/2021)
IAR
Texas(4/13/2021)
RR
Virginia(2/17/2021)
IAR
Virginia(2/17/2021)
RR
Washington(2/17/2021)
RR
Wisconsin(10/15/2021)
RR
Wyoming(7/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Virginia Beach, VA 23451TRUST BUT VERIFY
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