GM
Ghulam Mustafa
WELLINGTON CONSULTING SERVICES
CHANTILLY, VA 20151
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CRD#: 4901169
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Professional summary
Ghulam Mustafa is a registered financial advisor currently at WELLINGTON CONSULTING SERVICES INC located in Chantilly, Virginia.
Ghulam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Ghulam has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Individual has been Secretary of Wellington Retirement Solutions, Inc. since January 1, 2015 which is investment-related insomuch as it engages in third-party recordkeeping for company retirement plans and is associated with the RIA entity, Wellington Consulting Services, Inc. About 50% of the individual's time (about 100 hours per month, including securities trading hours) is spent acting as an officer and manager for Wellington Retirement Solutions, Inc. at its following address:
Wellington Retirement Solutions, Inc.
14325 Willard Road, Suite 104
Chantilly, VA 20151
CRS (Client Relationship Summary) - RIA
Click below to view Ghulam Mustafa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2005 - Present
WELLINGTON CONSULTING SERVICES INC
Office #1: 14325 Willard Rd. Suite 104, Chantilly, VA 20151RIA
CRD#: 105837
CHANTILLY, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WELLINGTON CONSULTING SERVICES INC
WELLINGTON CONSULTING SERVICES INC
CRD#: 105837 / SEC#: 801-41552
RIA
Registered Investment Advisory firm - (6/1/1992 Approved)Arizona
Registered Investment Advisory firm - (5/22/2004 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(5/3/2005)
Current Firm
WC
WELLINGTON CONSULTING SERVICES INC
WELLINGTON CONSULTING SERVICES INC
CRD#: 105837 / SEC#: 801-41552
RIA
Registered Investment Advisory firm - (6/1/1992 Approved)Arizona
Registered Investment Advisory firm - (5/22/2004 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14325 Willard Road Suite 104, Chantilly, VA 20151-2110
Mailing Address
Phone number
(877) 836-1993
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,803 |
| AUM (Assets Under Management) | $ 1,305,263,534 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLINGTON CONSULTING SERVICES INC
CRD#: 105837Chantilly, VA 20151TRUST BUT VERIFY
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