PM
Priya S. Malani
STASH WEALTH
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 4901157
PM
Professional summary
Priya Surendar Malani, who also goes by Priya Malani, is a registered financial advisor currently at STASH WEALTH, LLC located in New York, New York.
Priya is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Priya has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Priya Malani
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Priya Surendar Malani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2018 - Present
STASH WEALTH, LLC
Office #1: 85 Broad Street 17th Floor, New York, NY 10004RIA
CRD#: 167072
NEW YORK, NY
Past
August 8, 2006 - October 27, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
May 2, 2005 - October 27, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STASH WEALTH, LLC
MODERNA CAPITAL | STASH WEALTH, LLC | STASH WEALTH
CRD#: 167072 / SEC#: 801-129335
RIA
Registered Investment Advisory firm - (1/11/2024 Approved)California
Registered Investment Advisory firm - (3/9/2024 Terminated)Colorado
Registered Investment Advisory firm - (2/13/2024 Terminated)Delaware
Registered Investment Advisory firm - (2/9/2024 Terminated)District of Columbia
Registered Investment Advisory firm - (2/8/2024 Terminated)Florida
Registered Investment Advisory firm - (2/8/2024 Terminated)Illinois
Registered Investment Advisory firm - (2/8/2024 Terminated)New Jersey
Registered Investment Advisory firm - (1/19/2024 Terminated)New York
Registered Investment Advisory firm - (2/8/2024 Terminated)North Carolina
Registered Investment Advisory firm - (2/9/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2024 Terminated)Texas
Registered Investment Advisory firm - (2/8/2024 Terminated)Virginia
Registered Investment Advisory firm - (2/12/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(2/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SW
STASH WEALTH, LLC
MODERNA CAPITAL | STASH WEALTH, LLC | STASH WEALTH
CRD#: 167072 / SEC#: 801-129335
RIA
Registered Investment Advisory firm - (1/11/2024 Approved)California
Registered Investment Advisory firm - (3/9/2024 Terminated)Colorado
Registered Investment Advisory firm - (2/13/2024 Terminated)Delaware
Registered Investment Advisory firm - (2/9/2024 Terminated)District of Columbia
Registered Investment Advisory firm - (2/8/2024 Terminated)Florida
Registered Investment Advisory firm - (2/8/2024 Terminated)Illinois
Registered Investment Advisory firm - (2/8/2024 Terminated)New Jersey
Registered Investment Advisory firm - (1/19/2024 Terminated)New York
Registered Investment Advisory firm - (2/8/2024 Terminated)North Carolina
Registered Investment Advisory firm - (2/9/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2024 Terminated)Texas
Registered Investment Advisory firm - (2/8/2024 Terminated)Virginia
Registered Investment Advisory firm - (2/12/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
85 Broad Street 17th Floor, New York, NY 10004
Mailing Address
Phone number
(212) 913-9904
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 606 |
| AUM (Assets Under Management) | $ 41,117,293 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
