Lindsay La Fleur
Professional summary
Lindsay La Fleur, who also goes by Linday E Blau, Lindsay Ellyn Blau, is a registered financial advisor currently at LL FINANCIAL SERVICES, LLC located in Ossining, New York.
Lindsay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Lindsay has worked at 2 firms and has passed the Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lindsay La Fleur's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2021 - Present
LL FINANCIAL SERVICES, LLC
April 12, 2007 - August 28, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 21, 2006 - August 28, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/1/2021)
Exams
Series 55
Date: 4/10/2007
Limited Representative-Equity Trader ExamCurrent Firm
LL FINANCIAL SERVICES, LLC
CRD#: 284517 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 28,212,163 |
Red Flags
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