Robert E. Burks

BROWN CAPITAL MANAGEMENT

Baltimore, MD 21202-3908

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CRD#: 4900529

Professional summary

Robert E Burks JR, who also goes by Robert E Burks, Robert E Burks Jr, is a registered financial advisor currently at BROWN CAPITAL MANAGEMENT, LLC located in Baltimore, Maryland and ALPS DISTRIBUTORS, INC. located in Baltimore, Maryland.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Robert has worked at 5 firms and has passed the Series 66, SIE, Series 7TO, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert E Burks | Robert E Burks Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BROWN CAPITAL MANAGEMENT LLC, INVESTMENT RELATED, 1201 NORTH CALVERT STREET BALTIMORE MD 21202, INVESTMENT ADVISER, CHIEF COMPLIANCE OFFICER, 02/19/2019, 160 HRS/MON, 130 HRS/MON DURING TRADING, ADMINISTER COMPLIANCE PROGRAM. 2. BIG HIT IDEAS LLC, NOT INVESTMENT RELATED, ADDRESS ON FILE, MANUFACTURING MARKETING AND PROMOTION, 01/15/2020, 20 HRS/MON, 5 HRS/MON DURING TRADING HOURS, OPERATIONS MANUFACTURING SALES AND PROMOTION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert E Burks JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2019 - Present

BROWN CAPITAL MANAGEMENT, LLC

Office #1: 1201 N Calvert St, Baltimore, MD 21202-3908

RIA

CRD#: 105633

Baltimore, MD

Current

May 5, 2025 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 1201 North Calvert Street, Baltimore, MD 21202

CRD#: 16853

Baltimore, MD

Past

May 3, 2019 - February 19, 2021

ALPS DISTRIBUTORS, INC.

CRD#: 16853

Baltimore, MD

Past

March 4, 2016 - March 6, 2019

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

March 4, 2016 - March 6, 2019

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

BALTIMORE, MD

Past

May 13, 2005 - June 9, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CINCINNATI, OH

Past

March 17, 2005 - June 9, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROWN CAPITAL MANAGEMENT, LLC

BROWN CAPITAL MANAGEMENT INC | BROWN CAPITAL MANAGEMENT, LLC

CRD#: 105633 / SEC#: 801-19287

RIA

Registered Investment Advisory firm - (7/14/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Maryland
(3/25/2019)

Maryland
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/5/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 3/21/2024

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 1/7/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/16/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/21/2024

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/21/2024

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

BROWN CAPITAL MANAGEMENT, LLC

BROWN CAPITAL MANAGEMENT INC | BROWN CAPITAL MANAGEMENT, LLC

CRD#: 105633 / SEC#: 801-19287

RIA

Registered Investment Advisory firm - (7/14/1983 Approved)

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Contact information

Main Address

1201 N Calvert St, Baltimore, MD 21202-3908

Mailing Address

Phone number

(410) 837-3234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BCM 2025 ADV PART 2A_03.2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	109
AUM (Assets Under Management)	$ 8,098,760,315

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert E. Burks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert E Burks JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

ALPS DISTRIBUTORS, INC.

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BROWN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2005

SIE

Date: 5/5/2025

Series 7TO

Date: 3/21/2024

Series 3

Date: 1/7/2013

Series 7

Date: 3/16/2005

Series 10

Date: 3/21/2024

Series 9

Date: 3/21/2024

FINRA

Current Firm

BROWN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROWN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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