Ryan W. Hawk

HBKS WEALTH ADVISORS

Naples, FL 34103

Some features on this profile are disabled

CRD#: 4900466

Professional summary

Ryan William Hawk, CFP®, who also goes by Ryan William Hwk, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Naples, Florida.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Ryan has worked at 9 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan William Hwk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. HBK Sorce Insurance; Insurance Agent; 6603 Summit Dr, Canfield, OH 44406; Investment Related; 03/2019; 5 hrs/mo/ 5 hrs/mo during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan William Hawk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 3, 2020 - Present

HBKS WEALTH ADVISORS

Office #1: 3838 Tamiami Trail North Suite 201, Naples, FL 34103

RIA

CRD#: 112139

Naples, FL

Past

January 16, 2019 - November 2, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

NAPLES, FL

Past

March 5, 2014 - January 17, 2019

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

CHARLOTTE, NC

Past

February 24, 2014 - January 17, 2019

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Past

January 28, 2010 - February 7, 2014

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

RIA

CRD#: 126767

BOCA RATON, FL

Past

May 23, 2008 - February 11, 2014

OSAIC WEALTH, INC.

CRD#: 23131

BOCA RATON, FL

Past

December 17, 2007 - April 29, 2008

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

WELLINGTON, FL

Past

December 17, 2007 - April 29, 2008

NATCITY INVESTMENTS, INC.

CRD#: 17490

WELLINGTON, FL

Past

April 4, 2007 - December 18, 2007

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

GAINESVILLE, FL

Past

March 28, 2007 - December 18, 2007

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

GAINESVILLE, FL

Past

April 25, 2005 - July 18, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

March 14, 2005 - July 18, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - (11/9/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/30/2020)

IAR

North Carolina
(1/3/2020)

IAR

Texas
(11/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/22/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/2/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/11/2005

General Securities Representative Examination

Current Firm

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - (11/9/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2725 Colonial Ave, Erie, PA 16506

Mailing Address

Phone number

(814) 836-5776

Established

Firm type

Fiscal year end

# of Employees

109

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HBKS WEALTH ADVISORS ADV 2A 11-12-25 (11/12/2025)

Regulatory assets under management

Total Number of Accounts	21,190
AUM (Assets Under Management)	$ 7,661,939,874

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
07/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Blake Feldmann

INTEGRATED ADVISORS NETWORK LLC

IAR

Naples, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ryan W. Hawk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan William Hawk's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

OSAIC WEALTH, INC.

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HBKS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/22/2005

Series 7TO

Date: 2/2/2024

SIE

Date: 10/1/2018

Series 7

Date: 3/11/2005

Current Firm

HBKS WEALTH ADVISORS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HBKS WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors