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Darrell Steven Harrison

CRD# 4900465·Registered 2005 - 2019
Previously Registered: Being a previously registered professional could mean that Darrell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darrell Steven Harrison was a registered financial advisor. Darrell was a previously registered financial professional and started their career in finance 2005 - 2019. Darrell had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

MERCAP ADVISORS, INC.·CRD# 170092
RIA
Charlotte, NC
March 7, 2018 - December 31, 2019
MERCAP SECURITIES, LLC·CRD# 156607
BD
Atlanta, GA
January 29, 2018 - December 31, 2019
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
RIA
Charlotte, NC
October 28, 2010 - December 31, 2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
BD
Charlotte, NC
October 28, 2010 - December 31, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Charlotte, NC
January 2, 2009 - November 3, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
RIA
Charlotte, NC
November 8, 2007 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Charlotte, NC
October 15, 2007 - October 29, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Charlotte, NC
June 9, 2005 - October 4, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Charlotte, NC
May 18, 2005 - October 4, 2007

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Current Firm

MA
MERCAP ADVISORS, INC.

CADENCE FINANCIAL DBA FOR DARRELL HARRISON CRD #4900465 | WHITE KNIGHT CAPITAL FOR R. TODD VALLEAU CRD# 5491034 | WATTS INVESTMENTS DBA FOR NORMAN WATTS CRD#460308 | S&G, INC. | MICHAEL MALONE INVESTMENT ADVISORY DBA FOR MICHAEL MALONE CRD#817458 | MERCAP ADVISORS, INC. | MARKET STREET FINANCIAL ADVISORS, LLC DBA FOR DANIEL NIGITO CRD#1251726 & DAVID WEIKERT CRD#3249992 | LAWRENCE JAMES FINANCIAL GROUP DBA FOR JAMES KRAVITZ CRD#1453983 | KING FINANCIAL ADVISORS DBA FOR EUGENE KING CRD #708117 | FINANCIAL DESIGN PARTNERS FOR MORRIS KAUFMAN CRD #2764464

CRD#: 170092 / SEC#: 801-79319

Contact Information

Main Address

2200 Century Parkway Suite 500, Atlanta, GA 30345

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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