Darrell S. Harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darrell Steven Harrison was a registered financial professional .
Darrell is a previously registered financial professional and started their career in finance in 2005. Darrell had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2018 - December 31, 2019
MERCAP ADVISORS, INC.
January 29, 2018 - December 31, 2019
MERCAP SECURITIES, LLC
October 28, 2010 - December 31, 2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
October 28, 2010 - December 31, 2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 2, 2009 - November 3, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 8, 2007 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 15, 2007 - October 29, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 9, 2005 - October 4, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 18, 2005 - October 4, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERCAP ADVISORS, INC.
CRD#: 170092 / SEC#: 801-79319
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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