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NZ

Nicole L. Zenker

LINCOLN INTERNATIONAL
Richmond, VA 23219
Some features on this profile are disabled
CRD#: 4900302
NZ

Professional summary

Nicole Lynn Zenker, who also goes by Nicole Lynn Guarella, is a registered financial professional currently at LINCOLN INTERNATIONAL LLC located in Richmond, Virginia.

Nicole is registered as a RR (Registered Representative) and started their career in finance in 2011. Nicole has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nicole Lynn Guarella

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicole Lynn Zenker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2024 - Present

LINCOLN INTERNATIONAL LLC

Office #1: 200 S. 10th St. Suite 1020, Richmond, VA 23219
BD
CRD#: 42045
Richmond, VA
Past

April 1, 2020 - May 7, 2024

PIPER SANDLER & CO.

BD
CRD#: 665
Richmond, VA
Past

January 2, 2013 - April 14, 2020

BB&T SECURITIES, LLC

BD
CRD#: 142785
MANASSAS, VA
Past

January 3, 2011 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/7/2024)
RR
Georgia
(5/7/2024)
RR
Illinois
(5/7/2024)
RR
New York
(5/7/2024)
RR
Texas
(5/7/2024)
RR
Virginia
(6/24/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/28/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/31/2010
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/21/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LI
LINCOLN INTERNATIONAL LLC
LINCOLN INTERNATIONAL L.L.C. | LINCOLN PARTNERS L.L.C | LINCOLN INTERNATIONAL LLC

CRD#: 42045 / SEC#: , 8-49671

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
110 North Wacker Drive-51st Floor, Chicago, IL 60606
Mailing Address
110 North Wacker Drive-51st Floor, Chicago, IL 60606
Phone number
(312) 580-8339
Established
Illinois since 03/28/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MONARCH FINCO, LLCSOLE MEMBER
BARR, ROBERT BRUCEMANAGING DIRECTOR720560
BROWN, ROBERT TODDCHIEF EXECUTIVE OFFICER3114282
HAQUE, SARAH ANSARICHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL7419726
LAWSON, LAWRENCE JAMES IIIMANAGING DIRECTOR, CHAIRMAN1081222
MALCHOW, ERIC DENNISPRESIDENT2499555
NELSON, JULIE ANNEFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS7051181

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LINCOLN INTERNATIONAL LLC

CRD#: 42045Richmond, VA 23219

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