Joseph J. Patrick

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CRD#: 4900217

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph J Patrick was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2005. Joseph had worked at 1 firm and has passed the Series 62 exam.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 11, 2005 - December 31, 2011

SCHNEIDER DOWNS CORPORATE FINANCE, LP

CRD#: 133841

PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?

General Industry/Product Exam

Series 62

Status Unavailable

Passed: 7/8/2005

Corporate Securities Limited Representative Examination

Current Firm

SCHNEIDER DOWNS CORPORATE FINANCE, LP

LEWIS & CLARK INVESTMENTS, LP | SCHNEIDER DOWNS CORPORATE FINANCE, LP

CRD#: 133841 / SEC#: , 8-66791

Terminated by SEC on 02/14/2026

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Contact information

Main Address

Mailing Address

Phone number

Established

Pennsylvania since 08/17/2004

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
BOLES, JULIE ANN MCMILLAN	CHIEF COMPLIANCE OFFICER	6934896
LIEBERMAN, PETER JUSTIN	CHIEF EXECUTIVE OFFICER / SHAREHOLDER	2974730

Red Flags

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