Kevin Chen

ACM MACRO LLC

Bronxville, NY

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CRD#: 4900156

Professional summary

Kevin Chen, who also goes by Kaifeng Chen, Keifeng Chen, is a registered financial advisor currently at ACM MACRO LLC located in Bronxville, New York and HORIZON FINANCIAL ADVISORS LLC located in New York, New York.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kevin has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kaifeng Chen | Keifeng Chen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) New York University - not investment related - 70 Washington Square South, New York, NY 10012 - private university - Adjunct Assistant Professor - since November 2012 - 60 hours per year - 0 during trading hours - teach two courses per year (2) Global Commodity Applied Research Digest (GCARD) at the JP Morgan Center for Commodities (JPMCC) at the University of Colorado Denver Business School - not investment related - 1475 Lawrence St, Denver, Colorado 80202 - The GCARD covers topical issues in the agricultural, metals and mining, and energy markets as well as in commodity finance. - Editorial Advisory Board Member - since September 2015 - 0.5 hours per month - 0 during trading hours - Editorial Advisory Board Member (3) Infint Acquisition Corporation - not investment related - 32 Broadway, Suite 401, New York, NY 10004 - A SPAC company in global FinTech space. - Board Member - since March 2021 - 30 hours per month - 0.5 during trading hours - Advise as part of the Board of Directors. (4) Edoc Acquisition Corporation - not investment related - 7612 Main Street Fishers, Suite 200, Victor, NY 14564 - healthcare acquisition company - Chairman & CEO - since July 2020 - 50 hours per month - 1-2 hours during trading hours - In charge of selecting healthcare assets to acquire (5) Capitan Investment Ltd. - not investment related - 444 7th Avenue SW, Suite 400, Calgary, AB T2P 0X8, Canada - Energy, Oil and Gas exploration - Board Member - Since March 2022 - 0.5 hours per month - 0 during trading hours - Advise as part of the Board of Directors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Chen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2021 - Present

ACM MACRO LLC

RIA

CRD#: 291039

Bronxville, NY

Current

May 27, 2021 - Present

HORIZON FINANCIAL ADVISORS LLC

Office #1: 666 Third Avenue Suite 1702, New York, NY 10017

RIA

CRD#: 297768

New York, NY

Past

May 24, 2005 - August 26, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/27/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/11/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/23/2005

General Securities Representative Examination

Current Firm

ACM MACRO LLC

CRD#: 291039 / SEC#:

New York

Registered Investment Advisory firm - (4/26/2018 Approved)

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

(917) 545-6667

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 5,151,780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin Chen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Chen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACM MACRO LLC

HORIZON FINANCIAL ADVISORS LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2018

Series 63

Date: 6/27/2005

Series 3

Date: 6/11/2013

Series 7

Date: 5/23/2005

Current Firm

ACM MACRO LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ACM MACRO LLC

TRUST BUT VERIFY

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