Michael R. Ford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Rodney Ford JR., who also goes by Mike Ford, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2011 - January 13, 2015
USAA FINANCIAL PLANNING SERVICES
December 17, 2010 - January 13, 2015
USAA FINANCIAL ADVISORS, INC.
August 8, 2007 - October 16, 2008
SECURIAN FINANCIAL SERVICES, INC.
June 8, 2007 - October 16, 2008
SECURIAN FINANCIAL SERVICES, INC.
April 17, 2007 - June 4, 2007
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
