AH
Alexander S. Hackley
LIFEMARK SECURITIES
Centennial, CO 80122
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CRD#: 4899317
AH
Professional summary
Alexander Strachan Hackley, who also goes by Alexander Strachan Hackley Jr, Alexander Hackley Jr, Lex Hackley, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Centennial, Colorado.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Alexander has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexander Strachan Hackley Jr | Alexander Hackley Jr | Lex Hackley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FRONT RANGE FINANCIAL, LLC / INVESTMENT RELATED/ 2305 EAST ARAPAHOE ROAD #235, CENTENNIAL, CO 80122 / INDEPENDENT INSURANCE AGENT / 8/2004 / 40 HOURS PER MONTH / 20 HOURS PER MONTH DURING SECURITIES TRADING HORUS / SALES AND SERVICE OF INSURANCE PRODUCTS. This DBA may be used for registered representative
and Investment Advisor Representative transactions.
Independent Insurance Broker
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Strachan Hackley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alexander Strachan Hackley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2018 - Present
LIFEMARK SECURITIES CORP.
Office #1: East Arapahoe Road #235, Centennial, CO 80122Office #2: 2305 E. Arapahoe Road #235, Centennial, CO 80122RIA
BD
CRD#: 16204
Centennial, CO
Current
March 1, 2017 - Present
LIFEMARK SECURITIES CORP.
Office #1: 2305 E. Arapahoe Road #235, Centennial, CO 80122RIA
BD
CRD#: 16204
Centennial, CO
Past
March 30, 2017 - April 4, 2018
BLUE DUCK WEALTH MANAGEMENT
RIA
CRD#: 281832
Centennial, CO
Past
January 9, 2015 - February 28, 2017
VERUS CAPITAL PARTNERS, LLC
RIA
CRD#: 151568
CENTENNIAL, CO
Past
January 2, 2014 - December 31, 2014
VERUS CAPITAL PARTNERS, LLC
RIA
CRD#: 151568
CENTENNIAL, CO
Past
November 11, 2013 - February 27, 2017
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Centennial, CO
Past
November 14, 2012 - April 25, 2013
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
ENGLEWOOD, CO
Past
October 9, 2012 - April 25, 2013
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
ENGLEWOOD, CO
Past
May 3, 2005 - September 4, 2012
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
GREENWOOD VILLAGE, CO
Past
January 26, 2005 - September 4, 2012
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/18/2018)
IAR
Alabama(1/4/2023)
RR
Arizona(3/1/2017)
RR
Arkansas(1/10/2020)
RR
California(7/28/2017)
RR
Colorado(3/1/2017)
IAR
Colorado(5/4/2018)
RR
Florida(11/8/2017)
RR
Georgia(9/23/2019)
RR
Hawaii(1/3/2025)
RR
Kansas(3/1/2017)
RR
Michigan(11/7/2022)
RR
Missouri(2/26/2020)
RR
Montana(6/22/2021)
RR
Nebraska(1/8/2021)
RR
North Carolina(3/2/2017)
RR
Pennsylvania(1/3/2025)
RR
Texas(3/1/2017)
IAR
Texas(12/1/2021)
RR
Utah(2/13/2018)
RR
Washington(3/6/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
