Stefanie L. Dorozynski
Professional summary
Stefanie Lee Dorozynski, who also goes by Stefanie Ancona, is a registered financial professional currently at LEIGH BALDWIN & CO., LLC located in Utica, New York.
Stefanie is registered as a RR (Registered Representative) and started their career in finance in 2005. Stefanie has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stefanie Lee Dorozynski's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2005 - Present
LEIGH BALDWIN & CO., LLC
Office #1: 1 Hopper Street, Utica, NY 13501Primary Firm SEC Registration
LEIGH BALDWIN & CO., LLC
CRD#: 38751 / SEC#: 801-69290, 8-48385
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2009)
(5/2/2005)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LEIGH BALDWIN & CO., LLC
CRD#: 38751 / SEC#: 801-69290, 8-48385
Contact information
SEC notice filing (13 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 756 |
| AUM (Assets Under Management) | $ 285,522,208 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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