KR
Kyle P. Roy
KPP ADVISORY SERVICES LLC
Louisville, KY 40222
Some features on this profile are disabled
CRD#: 4898839
KR
Professional summary
Kyle Philip Roy is a registered financial advisor currently at KPP ADVISORY SERVICES LLC located in Louisville, Kentucky and LPL FINANCIAL LLC located in Clarksville, Tennessee.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Kyle has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 06/19/2020 - Kentucky Planning Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2018 - 160 hr/mth 2) 06/19/2020 - ROI & Associates - Real Estate Rental - inv rel - Crestwood, KY - start: 01/2017 3) 06/19/2020 - Roy Hill Vacations - Real Estate Rental - inv rel - Crestwood, KY - start: 02/2018 4) 8/20/2021 - Levinson and Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 6/11/2021 - 2 Hours Per Month/1 Hours During Securities Trading - Fixed life insurance. 5) 09/09/2021 - Destin Sandestin Hospitality, LLC - Not Investment Related - 13121 Eastpoint Park Blvd Suite B, Louisville, KY 40223 - Business Entity For Tax/Investment Purposes Only - Start Date: 08/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 6) 09/09/2021 - Team Jedi Properties, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Team Jedi Properties LLC is 1/8th of Destin Sandestin Hospitality, LLC. 7) 05/25/2022 - ROI Financial Plannning, LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 07/03/2020 - 1 Hours Per Month/ 0 Hours During Securities. 8) 01/13/2023 - Dowdy Roy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/01/2023 - 80 Hours Per Month/80 Hours During Securities Trading 9) 2/10/2023 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 10/02/2017 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10) 07/21/2023 - Blackhorse Life Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 05/08/2023 - 5 Hours Per Month/ 5 Hours During Trading 11) 8/21/2023 - Ash Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 8/14/2023 - 0 Hours A Month/ During Trading 12) 8/21/2023 - AFG & ROI Financial, LLP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 80 Hours A Month/ 2 Hours During Trading. 13) 10/9/2023: ROI Financial Group, LLC; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 7/7/2020; 160hrs/mo.; 140hrs during trading. 14) 03/12/2024 - Ash Brokerage - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 2/23/2024 - 2 Hrs/Mo; 0 Hr During Trading. 15) 12/30/2024- AMF & ROI Financial- DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 80 hrs a mth/ during trading 16) 06/10/2025 - Other - Writing a Book - Not Investment Related - Home Based - Start Date:05/03/2025 - 5 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Philip Roy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 21, 2020 - Present
KPP ADVISORY SERVICES LLC
Office #1: 9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222Office #2: 1202 Madison St., Clarksville, TN 37040Office #3: 1010 Lincoln Ave, Evansville, IN 47714RIA
CRD#: 289507
Louisville, KY
Current
July 7, 2020 - Present
LPL FINANCIAL LLC
Office #1: 1202 Madison St, Clarksville, TN 37040-3820Office #2: 174 Saundersville Rd. Ste 502, Hendersonville, TN 37075Office #3: 1010 Lincoln Ave, Evansville, IN 47714RIA
BD
CRD#: 6413
Clarksville, TN
Past
March 25, 2011 - June 26, 2020
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
January 14, 2005 - March 15, 2011
EQUITABLE DISTRIBUTORS, LLC
BD
CRD#: 25900
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/31/2022)
RR
Arkansas(2/17/2023)
RR
California(9/17/2024)
RR
Colorado(3/31/2022)
RR
Florida(7/7/2020)
RR
Georgia(2/23/2021)
RR
Illinois(7/7/2020)
RR
Indiana(7/7/2020)
IAR
Indiana(9/21/2020)
RR
Kansas(9/17/2024)
RR
Kentucky(7/7/2020)
IAR
Kentucky(9/21/2020)
RR
Louisiana(10/25/2023)
RR
Massachusetts(7/7/2020)
RR
Michigan(10/24/2023)
RR
Minnesota(6/22/2021)
RR
Mississippi(11/21/2023)
RR
Missouri(7/7/2020)
RR
Nevada(3/22/2022)
RR
New Hampshire(6/9/2023)
RR
New Jersey(2/17/2022)
RR
New York(5/27/2021)
RR
North Carolina(9/11/2023)
RR
Ohio(7/7/2020)
RR
Oregon(10/24/2023)
RR
South Carolina(9/17/2024)
RR
Tennessee(7/7/2020)
IAR
Tennessee(11/27/2023)
RR
Texas(10/24/2023)
IAR
Texas(7/3/2024)
RR
Virginia(9/17/2024)
RR
Washington(9/26/2022)
RR
Wisconsin(5/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/6/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222
Mailing Address
Phone number
(502) 394-0400
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,405 |
| AUM (Assets Under Management) | $ 874,251,636 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KPP ADVISORY SERVICES LLC
CRD#: 289507Louisville, KY 40222TRUST BUT VERIFY
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