James T. Hickey

CRIMSON WEALTH

FAIRHOPE, AL

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CRD#: 4897654

Professional summary

James Timothy Hickey is a registered financial advisor currently at CRIMSON WEALTH located in Fairhope, Alabama.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 10 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Alternative Risk Strategies, LLC; 'NIR'; Fairhope, AL; General Business; Managing Member; 10/9/2017; 20/hrs a month; I have consulted firms on non-securities work - specifically around data analysis. This company also does works as an insurance agent. This company also does real estate related work and is a licensed Community Development Enterprise (CDE). 2) 10/2023. X1 Capital Inc. X1 Capital is an early stage business development company with an SEC Form 10 application pending. I serve as CEO. 20 hours a month. 3) 06/2022. Crimson Wealth Management Inc. This is an Alabama licensed registered investment advisor. I serve as Managing Director. 10 hours a month. All these entities operate out of 6637 S. Winding Brook Dr., Fairhope, AL 36532

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Timothy Hickey's CRS (Customer Relationship Summary).

SPEARHEAD CAPITAL, LLC

CRD#: 145560

WELLINGTON, FL

Past

July 18, 2017 - September 10, 2019

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Irving, TX

Past

July 3, 2017 - September 10, 2019

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Irving, TX

Past

November 4, 2010 - July 16, 2015

RIVERROCK SECURITIES, LLC

CRD#: 153178

HOUSTON, TX

Past

September 11, 2008 - July 23, 2015

RIVERROCK ASSET MANAGEMENT LLC

RIA

CRD#: 147691

HOUSTON, TX

Past

May 25, 2005 - March 6, 2006

WOODROCK SECURITIES, L.P.

CRD#: 133653

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(12/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/28/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/9/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 4/9/2012

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/11/2008

General Securities Principal Examination

Current Firm

CRIMSON WEALTH

CRIMSON WEALTH | CRIMSON WEALTH MANAGEMENT INC.

CRD#: 334123 / SEC#:

Alabama

Registered Investment Advisory firm - (12/11/2024 Approved)

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Contact information

Main Address

Fairhope, AL

Mailing Address

Phone number

(713) 614-7755

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 8,402,303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James T. Hickey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Timothy Hickey's CRS (Customer Relationship Summary).

Certified licenses

Experience

OT ADVISORS LLC

ALTERNATIVE RISK STRATEGIES LLC

SPEARHEAD CAPITAL ADVISORS, LLC

SPEARHEAD CAPITAL, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

RIVERROCK SECURITIES, LLC

RIVERROCK ASSET MANAGEMENT LLC

WOODROCK SECURITIES, L.P.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2008

Series 63

Date: 2/28/2005

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/9/2008

Series 27

Date: 4/9/2012

Series 24

Date: 12/11/2008

Current Firm

CRIMSON WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CRIMSON WEALTH

TRUST BUT VERIFY

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