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JH

James Timothy Hickey

CRIMSON WEALTH
FAIRHOPE, AL
·CRD# 4897654·21 years experience

Professional Summary

James Timothy Hickey is a registered financial advisor currently at CRIMSON WEALTH located in Fairhope, Alabama. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 10 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

CRIMSON WEALTH·CRD# 334123
RIA
Fairhope, AL
December 12, 2024 - Present
OT ADVISORS LLC·CRD# 328812
RIA
Fairhope, AL
December 20, 2023 - May 8, 2024
ALTERNATIVE RISK STRATEGIES LLC·CRD# 322479
RIA
Fairhope, AL
July 22, 2022 - June 18, 2025
SPEARHEAD CAPITAL ADVISORS, LLC·CRD# 161131
RIA
Fairhope, AL
February 24, 2020 - June 30, 2022
SPEARHEAD CAPITAL, LLC·CRD# 145560
BD
Wellington, FL
February 18, 2020 - June 30, 2022
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Irving, TX
July 18, 2017 - September 10, 2019
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Irving, TX
July 3, 2017 - September 10, 2019
RIVERROCK SECURITIES, LLC·CRD# 153178
BD
Houston, TX
November 4, 2010 - July 16, 2015
RIVERROCK ASSET MANAGEMENT LLC·CRD# 147691
RIA
Houston, TX
September 11, 2008 - July 23, 2015
WOODROCK SECURITIES, L.P.·CRD# 133653
BD
Houston, TX
May 25, 2005 - March 6, 2006

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Current Firm

CW
CRIMSON WEALTH

CRIMSON WEALTH | CRIMSON WEALTH MANAGEMENT INC.

CRD#: 334123
Alabama
Registered Investment Advisory firm - Alabama (12/11/2024 Approved)
Texas
Registered Investment Advisory firm - Texas (9/23/2026 Approved)

Contact Information

Main Address

Fairhope, AL

Phone Number

(713) 614-7755

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

28

AUM (Assets Under Management)

$10,188,994

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Alternative Risk Strategies, LLC; 'NIR'; Fairhope, AL; General Business; Managing Member; 10/9/2017; 5/hrs a month; I have consulted firms on non-securities work - specifically around data analysis. This company also works as an insurance agent and is a licensed Community Development Enterprise (CDE). 2) 06/2022. Crimson Wealth Management Inc. This is an Alabama-licensed registered investment advisor. I serve as Managing Director. 100 hours a month. 3) 11/2025. Mariposa Community Partners (501c3). This is a non-profit focused on economic development in Alabama. I serve as a Board Member. 1 hour a month. All these entities operate out of 6637 S. Winding Brook Dr., Fairhope, AL 36532 5) Clearmeadow Partners LLC. I serve as a Strategic Advisor. Boca Raton, FL. 1 hour a month

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Alabama
(12/12/2024)
IAR
Texas
(9/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2005About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2008About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2012About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 2008About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view James Timothy Hickey's CRS (Customer Relationship Summary).

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