AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
CL

Christopher M. Lewis

DB ADVISORS
Springfield, MO 65804
Some features on this profile are disabled
CRD#: 4897621
CL

Professional summary


Christopher Michael Lewis, who also goes by Christopher Lewis, is a registered financial advisor currently at DB ADVISORS located in Springfield, Missouri.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Christopher Lewis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Christopher Michael Lewis's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 6, 2018 - Present

DB ADVISORS

Office #1: 2200 E. Sunshine Street Suite 324, Springfield, MO 65804
RIA
CRD#: 134485
Springfield, MO
Past

May 15, 2017 - February 6, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
SAINT LOUIS, MO
Past

February 20, 2008 - February 6, 2018

SCOTTRADE, INC.

BD
CRD#: 8206
SPRINGFIELD, MO
Past

March 15, 2005 - February 19, 2008

EDWARD JONES

BD
CRD#: 250
ST LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(2/6/2018)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/15/2017
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


DA
DB ADVISORS
DB ADVISORS | DOUGLASBAGWELL CORP. | DOUGLASBAGWELL & CO. | DOUGLAS BAGWELL CAPITAL, LLC | DOUGLAS BAGWELL & CO., LLC

CRD#: 134485 / SEC#:

Missouri
Registered Investment Advisory firm - (8/30/2005 Approved)
Nebraska
Registered Investment Advisory firm - (3/1/2007 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
2200 E. Sunshine Street Suite 324, Springfield, MO 65804
Mailing Address
Phone number
(417) 763-3307
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts136
AUM (Assets Under Management)$ 45,387,813

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DB ADVISORS

CRD#: 134485Springfield, MO 65804

TRUST BUT VERIFY

Monitor Christopher Lewis

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Jeremy W Clark
Jeremy ClarkAdvisorCheck Check Mark
PFS INVESTMENTS INC.
IAR
RR
Springfield, MO
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics