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Christopher Michael Lewis

DB ADVISORS
SPRINGFIELD, MO
·CRD# 4897621·21 years experience

Professional Summary

Christopher Michael Lewis, who also goes by Christopher Lewis, is a registered financial advisor currently at DB ADVISORS located in Springfield, Missouri. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Lewis

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

DB ADVISORS·CRD# 134485
RIA
2200 E. Sunshine Street Suite 324, Springfield, MO 65804
February 6, 2018 - Present
SCOTTRADE INVESTMENT MANAGEMENT·CRD# 169988
RIA
Saint Louis, MO
May 15, 2017 - February 6, 2018
SCOTTRADE, INC.·CRD# 8206
BD
Springfield, MO
February 20, 2008 - February 6, 2018
EDWARD JONES·CRD# 250
BD
St Louis, MO
March 15, 2005 - February 19, 2008

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Current Firm

DA
DB ADVISORS

DB ADVISORS | DOUGLASBAGWELL CORP. | DOUGLASBAGWELL & CO. | DOUGLAS BAGWELL CAPITAL, LLC | DOUGLAS BAGWELL & CO., LLC

CRD#: 134485
Missouri
Registered Investment Advisory firm - Missouri (8/30/2005 Approved)
Nebraska
Registered Investment Advisory firm - Nebraska (3/1/2007 Approved)

Contact Information

Main Address

2200 E. Sunshine Street Suite 324, Springfield, MO 65804

Phone Number

(417) 763-3307

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

367

AUM (Assets Under Management)

$48,879,204

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Missouri
(2/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2017About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2005About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Lewis's CRS (Customer Relationship Summary).

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