James B. Kasper

LSA TPM

Lee's Summit, MO 64063

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CRD#: 4897585

Professional summary

James Bradley Kasper, who also goes by Brad Kasper, is a registered financial advisor currently at LSA TPM, LLC located in Lee's Summit, Missouri.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Kasper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FINANCIAL SECURITY-NO(NON-INVESTMENT RELATED)-211A NW EXECUTIVE WAY-COMPANY THAT EMPLOYS THE KASPERS-3/07-40 HRS/MONTHLY-PORTFOLIO FUND ANALYSIS-6/08-? HRS MONTHLY. LSA PORTFOLIO ANALYTICS. LLC. STARTED 2005. SUBSCRIPTION BASED SERVICE. 40 HOURS PER WEEK. SALARY BASED EMPLOYMENT. NOT REGISTERED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bradley Kasper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2010 - Present

LSA TPM, LLC

Office #1: 211a Nw Executive Way, Lee's Summit, MO 64063

RIA

CRD#: 150059

Lee's Summit, MO

Past

December 4, 2018 - May 17, 2022

SILVER OAK SECURITIES, INCORPORATED

RIA

CRD#: 46947

LEE SUMMITT, MO

Past

May 29, 2008 - February 13, 2009

NATIONAL PLANNING CORPORATION

CRD#: 29604

LEES SUMMIT, MO

Past

February 3, 2006 - May 30, 2008

SECURITIES AMERICA, INC.

CRD#: 10205

LEE'S SUMMIT, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(6/4/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/26/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/2/2006

General Securities Representative Examination

Current Firm

LSA TPM, LLC

LSA PORTFOLIO ANALYTICS | LSA TPM, LLC

CRD#: 150059 / SEC#: 801-70423

RIA

Registered Investment Advisory firm - (6/16/2010 Terminated)

Illinois

Registered Investment Advisory firm - (5/9/2011 Terminated)

Missouri

Registered Investment Advisory firm - (6/14/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

211a Nw Executive Way, Lee's Summit, MO 64063

Mailing Address

Phone number

(866) 581-5724

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 17,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Kasper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bradley Kasper's CRS (Customer Relationship Summary).

Certified licenses

Experience

LSA TPM, LLC

SILVER OAK SECURITIES, INCORPORATED

NATIONAL PLANNING CORPORATION

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/26/2007

Series 7

Date: 2/2/2006

Current Firm

LSA TPM, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LSA TPM, LLC

TRUST BUT VERIFY

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