AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Dawn Marie Santoriello

Dawn M. Santoriello

EFFICIENT ADVISORS
Yardley, PA
Some features on this profile are disabled
CRD#: 4897536
Dawn Marie Santoriello

Professional summary

Dawn Marie Santoriello, CFP®, who also goes by Dawn M. Santoriello, Dawn Santoriello, is a registered financial advisor currently at EFFICIENT ADVISORS located in Yardley, Pennsylvania.

Dawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dawn has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dawn M. Santoriello | Dawn Santoriello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Marie Santoriello's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

March 20, 2023 - Present

EFFICIENT ADVISORS

RIA
CRD#: 150144
Yardley, PA
Past

October 4, 2022 - March 20, 2023

ATTLEBORO WEALTH MANAGEMENT LLC

RIA
CRD#: 318056
YARDLEY, PA
Past

January 4, 2022 - October 5, 2022

EFFICIENT ADVISORS

RIA
CRD#: 150144
Philadelphia, PA
Past

August 8, 2019 - December 31, 2021

SOWELL MANAGEMENT

RIA
CRD#: 127145
King of Prussia, PA
Past

December 6, 2016 - October 7, 2019

CAITLIN JOHN, LLC

RIA
CRD#: 154494
Yardley, PA
Past

July 1, 2015 - December 27, 2016

S SQUARED RETIREMENT SOLUTIONS LLC

RIA
CRD#: 173297
MORRISTOWN, NJ
Past

February 23, 2015 - June 17, 2015

PROSPERITY WEALTH MANAGEMENT, INC.

RIA
CRD#: 174328
SAN RAMON, CA
Past

February 17, 2015 - June 12, 2015

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
MONACA, PA
Past

August 19, 2013 - February 20, 2015

COINBASE CAPITAL MARKETS CORP

RIA
CRD#: 10722
LOWER GWYNEDD, PA
Past

August 19, 2013 - February 20, 2015

COINBASE CAPITAL MARKETS CORP

BD
CRD#: 10722
LOWER GWYNEDD, PA
Past

February 1, 2012 - August 22, 2013

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
DUNMORE, PA
Past

February 1, 2012 - August 22, 2013

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
DUNMORE, PA
Past

May 21, 2010 - January 31, 2012

ON INVESTMENT MANAGEMENT CO

RIA
CRD#: 105662
CLARKS SUMMIT, PA
Past

May 21, 2010 - January 31, 2012

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
CLARKS SUMMIT, PA
Past

February 20, 2008 - May 18, 2010

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
MOOSIC, PA
Past

February 15, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
MOOSIC, PA
Past

February 15, 2005 - May 18, 2010

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
MOOSIC, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EFFICIENT ADVISORS
ADVISOR SUPPORT SERVICES | EVIDENCE BASED ADVISORS | EFFICIENT ADVISORS, LLC | EFFICIENT ADVISORS

CRD#: 150144 / SEC#: 801-70110

RIA
Registered Investment Advisory firm - (5/1/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(3/20/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/19/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/20/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/12/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/14/2005
Investment Company Products/Variable Contracts Representative Examination

Current Firm

EA
EFFICIENT ADVISORS
ADVISOR SUPPORT SERVICES | EVIDENCE BASED ADVISORS | EFFICIENT ADVISORS, LLC | EFFICIENT ADVISORS

CRD#: 150144 / SEC#: 801-70110

RIA
Registered Investment Advisory firm - (5/1/2009 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mason, OH
Mailing Address
9450 Sw Gemini Drive Pmb 65198, Beaverton, OR 97008
Phone number
(267) 613-6250
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EFFICIENT ADVISORS BROCHURE (12/19/2025)

Regulatory assets under management

Total Number of Accounts17,312
AUM (Assets Under Management)$ 2,768,397,462

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/23/2025
Cover Page
Report
11/25/2024
Cover Page
Report
11/07/2023
Cover Page
Report
01/06/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EFFICIENT ADVISORS

CRD#: 150144Yardley, PA

TRUST BUT VERIFY

Monitor Dawn Santoriello

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.