Dawn M. Santoriello

EFFICIENT ADVISORS

Yardley, PA

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CRD#: 4897536

Professional summary

Dawn Marie Santoriello, CFP®, who also goes by Dawn M. Santoriello, Dawn Santoriello, is a registered financial advisor currently at EFFICIENT ADVISORS located in Yardley, Pennsylvania.

Dawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dawn has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dawn M. Santoriello | Dawn Santoriello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE BROKERAGE - DBA: DS FINANCIAL STRATEGIES, LLC, INVESTMENT-RELATED, 23205 Cornerstone Dr, Yardley PA 19067; INSURANCE SALES AND SERVICES, AGENT, START DATE: 3/7/2005, APPROXIMATE NUMBER OF HOURS/WEEK: 20, WITH SOME DURING MARKET HOURS, DUTIES: LIFE, ACCIDENT, HEALTH, DISABILITY AND LONG-TERM CARE INSURANCE SALES AND SERVICES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2. Isagenix; not investment related, located at 23205 Cornerstone Dr, Yardley PA 19067; network marketing business, health coach, started 2/1/2017, no time spent but still receive passive income. 3. Paid speaking engagements, since 4/2020, residential address, DS Financial Strategies, Position: President, Nature: Virtual, live events, podcasts. Investment related: Yes. 5 hours per month; all during trading hours, Compensation: Varies. 4. Coaching, since 11/5/20, private residence, sole proprietor, position: President, not investment related, sole owner, 5-10 hours per month, 5 hours during trading, compensation: fees, duties: coaching clients on clearing their money blocks; like life coaching. 5. Fem City Ambassador, Fem City, A networking group. Not investment related. 1 hours per month, 1 hours during trading, compensation: 23205 Cornerstone Dr, Yardley PA 19067. Commission on anyone who joins the group.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Marie Santoriello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 4095

MOOSIC, PA

Past

February 15, 2005 - May 18, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

MOOSIC, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EFFICIENT ADVISORS

ADVISOR SUPPORT SERVICES | EVIDENCE BASED ADVISORS | EFFICIENT ADVISORS, LLC | EFFICIENT ADVISORS

CRD#: 150144 / SEC#: 801-70110

RIA

Registered Investment Advisory firm - (5/1/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/12/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/14/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EFFICIENT ADVISORS

ADVISOR SUPPORT SERVICES | EVIDENCE BASED ADVISORS | EFFICIENT ADVISORS, LLC | EFFICIENT ADVISORS

CRD#: 150144 / SEC#: 801-70110

RIA

Registered Investment Advisory firm - (5/1/2009 Approved)

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Contact information

Main Address

Mason, OH

Mailing Address

9450 Sw Gemini Drive Pmb 65198, Beaverton, OR 97008

Phone number

(267) 613-6250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EFFICIENT ADVISORS BROCHURE (7/14/2025)

Regulatory assets under management

Total Number of Accounts	17,312
AUM (Assets Under Management)	$ 2,768,397,462

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/23/2025	Cover Page	Report
11/25/2024	Cover Page	Report
11/07/2023	Cover Page	Report
01/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dawn M. Santoriello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Marie Santoriello's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATTLEBORO WEALTH MANAGEMENT LLC

EFFICIENT ADVISORS

SOWELL MANAGEMENT

CAITLIN JOHN, LLC

S SQUARED RETIREMENT SOLUTIONS LLC

PROSPERITY WEALTH MANAGEMENT, INC.

FORTUNE FINANCIAL SERVICES, INC.

COINBASE CAPITAL MARKETS CORP

COINBASE CAPITAL MARKETS CORP

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

EFFICIENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/2008

Series 63

Date: 4/20/2005

SIE

Date: 6/12/2015

Series 6

Date: 2/14/2005

Current Firm

EFFICIENT ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EFFICIENT ADVISORS

TRUST BUT VERIFY

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