Robert N. Roy
SOMNIO FINANCIAL GROUP
GLASTONBURY, CT 06033
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CRD#: 4897441
Professional summary
Robert Norman Roy JR, CFP®, ChFC® is a registered financial advisor currently at SOMNIO FINANCIAL GROUP, LLC located in Glastonbury, Connecticut.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Robert has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 51 and Series 24 exams.
Biography
Life moves fast. Sometimes so fast it’s hard to keep up. Especially when it comes to saving, investing and protecting wealth. All the challenges, the choices, the change swirling around you. It’s easy to feel like you’re falling behind or missing out. So you wonder. You worry. You lose sleep. While some advisors remain stuck in old ways, Somnio is constantly in motion. Relentlessly learning. Moving at the speed of the financial world and at the pace of your life. So you know someone’s always thinking about you. Someone’s always on it. Helping you feel confident, optimistic about your future. Helping you sleep at night. Perchance, to dream.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Retirement Income Management
Do you have an area of expertise or specialization?
College/Education Planning
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Norman Roy JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
April 24, 2015 - Present
SOMNIO FINANCIAL GROUP, LLC
Office #1: 140 Glastonbury Blvd Suite 450, Glastonbury, CT 06033RIA
CRD#: 174217
GLASTONBURY, CT
Past
January 28, 2009 - April 14, 2015
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
GLASTONBURY, CT
Past
January 28, 2009 - August 28, 2015
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
GLASTONBURY, CT
Past
April 4, 2005 - January 29, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
EAST HARTFORD, CT
Past
March 14, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 14, 2005 - January 29, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
EAST HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SOMNIO FINANCIAL GROUP, LLC
SOMNIO FINANCIAL GROUP, LLC
CRD#: 174217 / SEC#: 801-129727
RIA
Registered Investment Advisory firm - (3/21/2024 Approved)Connecticut
Registered Investment Advisory firm - (4/4/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(4/24/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
SOMNIO FINANCIAL GROUP, LLC
SOMNIO FINANCIAL GROUP, LLC
CRD#: 174217 / SEC#: 801-129727
RIA
Registered Investment Advisory firm - (3/21/2024 Approved)Connecticut
Registered Investment Advisory firm - (4/4/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
140 Glastonbury Blvd Suite 450, Glastonbury, CT 06033
Mailing Address
Phone number
(860) 430-5500
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 453 |
| AUM (Assets Under Management) | $ 137,800,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
