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BS

Benjamin M. Schick

COBALT CAPITAL
LAKE MARY, FL 32746
Some features on this profile are disabled
CRD#: 4897243
BS

Professional summary


Benjamin Melvin Schick is a registered financial professional currently at COBALT CAPITAL, INC. located in Lake Mary, Florida.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2005. Benjamin has worked at 1 firm and has passed the Series 63, SIE, Series 22 and Series 39 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Benjamin Melvin Schick's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 6, 2005 - Present

COBALT CAPITAL, INC.

Office #1: 801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746Office #2: 801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746
BD
CRD#: 136161
LAKE MARY, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/18/2019)
RR
Arizona
(11/16/2021)
RR
Arkansas
(4/18/2019)
RR
California
(8/18/2010)
RR
Colorado
(9/28/2009)
RR
Florida
(1/4/2006)
RR
Georgia
(4/16/2019)
RR
Illinois
(6/3/2019)
RR
Indiana
(4/15/2019)
RR
Massachusetts
(6/19/2013)
RR
Nebraska
(4/12/2019)
RR
Nevada
(5/23/2019)
RR
New Hampshire
(4/16/2019)
RR
New Mexico
(6/5/2017)
RR
New York
(4/20/2015)
RR
North Carolina
(3/24/2017)
RR
Ohio
(3/8/2019)
RR
Puerto Rico
(5/2/2019)
RR
South Dakota
(3/7/2019)
RR
Texas
(1/27/2014)
RR
Utah
(12/20/2013)

Exams


State Security Law Exam
RR
Series 63
Date: 11/21/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CC
COBALT CAPITAL, INC.
COBALT CAPITAL, INC.

CRD#: 136161 / SEC#: , 8-66979

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746
Mailing Address
801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746
Phone number
(407) 649-3150
Established
Florida since 03/18/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SCHICK, BENJAMIN MELVINPRINCIPAL, PRESIDENT, CEO4897243
MEGENITY, BRIAN MCDONALDCHIEF COMPLIANCE OFFICER2889637
OHAB, PAMELA CATHYFINOP2700308

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COBALT CAPITAL, INC.

CRD#: 136161Lake Mary, FL 32746

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