Derek G. Gray

CURRAN WEALTH MANAGEMENT

ALBANY, NY 12207

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CRD#: 4897218

Professional summary

Derek G Gray, CFP®, who also goes by Derek George Gray Mr., Derek George Gray, Derek Gray, is a registered financial advisor currently at CURRAN WEALTH MANAGEMENT located in Albany, New York and CIMAS, LLC located in Albany, New York.

Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Derek has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derek George Gray Mr. | Derek George Gray | Derek Gray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I own a rental property located at 64 Dunsbach Rd, Clifton Park, NY 12065, which I rent to residential tenants. Non-investment related. I have owned this for several years. Minimal number of hours/month are devoted to this business, typically none during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek G Gray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

August 30, 2021 - Present

CURRAN WEALTH MANAGEMENT

Office #1: 30 S. Pearl Street 9th Floor, Albany, NY, 12207

RIA

CRD#: 132136

ALBANY, NY

Current

December 14, 2016 - Present

CIMAS, LLC

Office #1: 30 South Pearl Street 9th Floor, Albany, NY, 12207Office #2: 30 S. Pearl Street 9th Floor, Albany, NY, 12207Office #3: 21 Corporate Drive-suite 206, Clifton Park, NY 12065

CRD#: 132263

ALBANY, NY

Past

February 23, 2010 - October 14, 2016

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

ALBANY, NY

Past

June 13, 2007 - October 14, 2016

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

ALBANY, NY

Past

April 1, 2005 - April 3, 2007

VP DISTRIBUTORS LLC

CRD#: 3036

EAST GREENBUSH, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CURRAN WEALTH MANAGEMENT

CIM, LLC | CURRAN WEALTH MANAGEMENT | CURRAN INVESTMENT MANAGEMENT

CRD#: 132136 / SEC#: 801-63553

RIA

Registered Investment Advisory firm - (10/13/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(12/14/2016)

IAR

New York
(8/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/22/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/31/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CURRAN WEALTH MANAGEMENT

CIM, LLC | CURRAN WEALTH MANAGEMENT | CURRAN INVESTMENT MANAGEMENT

CRD#: 132136 / SEC#: 801-63553

RIA

Registered Investment Advisory firm - (10/13/2004 Approved)

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Contact information

Main Address

30 S. Pearl Street 9th Floor, Albany, NY, 12207

Mailing Address

Phone number

(518) 391-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIM LLC FORM ADV PART 2A FIRM BROCHURE (2/26/2025)

CIM LLC FORM ADV APPENDIX 1 WRAP FEE PROGRAM BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	994
AUM (Assets Under Management)	$ 751,123,641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Derek G. Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek G Gray's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIMAS, LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

VP DISTRIBUTORS LLC

Primary Firm SEC Registration

CURRAN WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 2/22/2008

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2007

Series 6

Date: 3/31/2005

FINRA

Current Firm

CURRAN WEALTH MANAGEMENT

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CURRAN WEALTH MANAGEMENT

TRUST BUT VERIFY

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