Preston M. Patton

STONEPEAK SECURITIES LLC

New York, NY 10001

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CRD#: 4896946

Professional summary

Preston Murray Patton is a registered financial professional currently at STONEPEAK SECURITIES LLC located in New York, New York.

Preston is registered as a RR (Registered Representative) and started their career in finance in 2005. Preston has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Preston Murray Patton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2025 - Present

STONEPEAK SECURITIES LLC

Office #1: 550 W. 34th St 48th Floor, New York, NY 10001

CRD#: 316392

New York, NY

Past

August 9, 2022 - March 26, 2025

FS INVESTMENT SOLUTIONS, LLC

CRD#: 145244

PHILADELPHIA, PA

Past

September 4, 2019 - July 21, 2022

BRITEHORN SECURITIES

CRD#: 36402

Austin, TX

Past

January 15, 2015 - July 23, 2019

FS INVESTMENT SOLUTIONS, LLC

CRD#: 145244

PHILADELPHIA, PA

Past

August 30, 2012 - October 21, 2014

FORESIDE FUND SERVICES, LLC

CRD#: 46106

HAVERFORD, PA

Past

February 23, 2012 - April 17, 2012

PACER ADVISORS, INC.

RIA

CRD#: 137381

NEW YORK, NY

Past

May 30, 2008 - April 17, 2012

PACER FINANCIAL, INC.

CRD#: 137040

MALVERN, PA

Past

May 8, 2007 - March 13, 2008

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

BRANDON, SD

Past

April 3, 2006 - April 10, 2007

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

March 13, 2006 - April 10, 2007

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

January 14, 2005 - November 29, 2005

CAPITAL ONE INVESTMENTS, LLC

CRD#: 17526

NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/8/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/13/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STONEPEAK SECURITIES LLC

CRD#: 316392 / SEC#: , 8-70803

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

550 W. 34th St 48th Floor, New York, NY 10001

Mailing Address

550 W. 34th St 48th Floor, New York, NY 10001

Phone number

(212) 907-5100

Established

Delaware since 08/13/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
STONEPEAK PARTNERS II LLC	GENERAL PARTNER
FORTINO, ANGELINA	FINANCIAL AND OPERATIONS PRINCIPAL	6869135
MLYNAR, STEVEN BRETT	CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, PRINCIPAL	5200474
WALLACH, DOUGLAS	CEO, SUPERVISORY PRINCIPAL, EXECUTIVE REPRESENTATIVE	6649513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Preston M. Patton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Preston Murray Patton's CRS (Customer Relationship Summary).

Certified licenses

Experience

FS INVESTMENT SOLUTIONS, LLC

BRITEHORN SECURITIES

FS INVESTMENT SOLUTIONS, LLC

FORESIDE FUND SERVICES, LLC

PACER ADVISORS, INC.

PACER FINANCIAL, INC.

WYNSTON HILL CAPITAL, LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

CAPITAL ONE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2006

SIE

Date: 10/1/2018

Series 7

Date: 1/13/2005

FINRA

Current Firm

STONEPEAK SECURITIES LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

STONEPEAK SECURITIES LLC

TRUST BUT VERIFY

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