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Jorge Joaquin Cobian

MORA CAPITAL SECURITIES
MIAMI, FL
·CRD# 4896865·21 years experience

Professional Summary

Jorge Joaquin Cobian, who also goes by Jorge Juaquin Cobian, Jorge Joaquin Cobian Orendain, is a registered financial advisor currently at MORA CAPITAL SECURITIES LLC located in Miami, Florida. Jorge is registered as a RR (Registered Representative) and started their career in finance in 2005. Jorge has worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jorge Juaquin Cobian, Jorge Joaquin Cobian Orendain

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

Current

MORA CAPITAL SECURITIES LLCCurrent·CRD# 158599
BD
1. 1450 Brickell Avenue, Suite 2900, Miami, FL 331312. 1450 Brickell Avenue Suite 2900, Miami, FL 33131
April 17, 2019 - Present

Past

BNP PARIBAS INVESTMENT SERVICES, LLCPast·CRD# 44598
BD
Miami, FL
March 7, 2005 - October 11, 2013

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Current Firm

MC
MORA CAPITAL SECURITIES LLC

BOREAL CAPITAL SECURITIES LLC | MORA WM SECURITIES, LLC | MORA WM SECURITIES | MORA CAPITAL SECURITIES LLC

CRD#: 158599 / SEC#: 8-68910
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1450 Brickell Avenue, Suite 2900, Miami, FL 33131

Mailing Address

1450 Brickell Avenue, Suite 2900, Miami, FL 33131

Phone Number

(305) 459-5400

Established

Delaware since 06/17/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MORA CAPITAL HOLDINGS USA, LLCOWNER / MEMBER—
FRANCES, JOAQUIN NMNCEO4551274
FUENTES, MARCOCCO1903158
STICE, HAROLD EUGENEFINOP1349210

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/18/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2011About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 2005About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jorge Joaquin Cobian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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