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JG

James Gregory Galley

CRD# 4896697·Registered 2005 - 2019
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Gregory Galley, who also goes by James Gregory Gailey, James G Galley, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 2005 - 2019. James had worked at 4 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James Gregory Gailey, James G Galley

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

WEALTHWAV·CRD# 297495
RIA
St. Augustine, FL
November 16, 2018 - July 28, 2019
LPL FINANCIAL LLC·CRD# 6413
RIA
Jacksonville, FL
July 11, 2008 - June 27, 2013
LPL FINANCIAL LLC·CRD# 6413
BD
Jacksonville, FL
July 1, 2008 - June 27, 2013
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Jacksonville, FL
February 14, 2008 - June 25, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Jacksonville, FL
November 28, 2005 - June 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Jacksonville, FL
June 22, 2005 - June 27, 2007

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Current Firm

WE
WEALTHWAV

WEALTHWAV | WEALTHWAV LLC

CRD#: 297495

Contact Information

Main Address

St Augustine, FL

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2005About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Jun 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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