Ward L. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ward Lee Harris JR., who also goes by Ward Lee Harris, was a registered financial professional .
Ward is a previously registered financial professional and started their career in finance in 2005. Ward had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2014 - November 18, 2024
PRICE CAPITAL MANAGEMENT, INC.
February 16, 2005 - December 31, 2013
LEE HARRIS CAPITAL MANAGEMENT INC
Primary Firm SEC Registration
PRICE CAPITAL MANAGEMENT, INC.
CRD#: 157871 / SEC#: 801-73195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
PRICE CAPITAL MANAGEMENT, INC.
CRD#: 157871 / SEC#: 801-73195
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 348,356,723 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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