KG
Keith M. Greenwald
APRIO WEALTH MANAGEMENT
Atlanta, GA 30319
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CRD#: 4896259
KG
Professional summary
Keith M Greenwald is a registered financial advisor currently at APRIO WEALTH MANAGEMENT, LLC located in Atlanta, Georgia.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Keith has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 28 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BULLSEYE TRAINING CLUB, LLC, 6170 HEARDS CREEK DRIVE, ATLANTA, GA 30328, VICE PRESIDENT & SECRETARY, WIFES FIREARMS SAFETY AND TRAINING COMPANY, APPROX FEW HRS/MONTH, NON-INVESTMENT RELATED, START DATE 2/15/13. 2) APRIO WEALTH MANAGEMENT, CEO/RIA INVESTMENT RELATED 2002 SUMMIT BLVD, STE 120 ATLANTA, GA 30319 PRIMARY BUSINESS 3) APRIO RISK MANAGEMENT, AGENT INSURANCE 2002 SUMMIT BLVD, STE 120 ATLANTA GA 30319 ON AN AS NEEDED BASIS; NOT INVESTMENT RELATED 4) PERSONAL INVESTMENTS. OPI. PRIVATE ENTITY AND REAL ESTATE. 5) APRIO ADVISORY GROUP NOT INVESTMENT RELATED. PARTNER. CPA FIRM. 2002 SUMMIT BLVD, STE 120 ATLANTA, GA 30319 PARTNER IN FIRM RUN WEALTH MANAGEMENT GROUP
CRS (Client Relationship Summary) - RIA
Click below to view Keith M Greenwald's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2014 - Present
APRIO WEALTH MANAGEMENT, LLC
Office #1: 2002 Summit Boulevard Suite 120, Atlanta, GA 30319RIA
CRD#: 127333
Atlanta, GA
Past
January 27, 2015 - January 22, 2018
APRIO STRATEGIC PARTNERS, LLC
BD
CRD#: 112766
ATLANTA, GA
Past
November 15, 2013 - November 4, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
ATLANTA, GA
Past
April 19, 2005 - September 30, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APRIO WEALTH MANAGEMENT, LLC
APRIO WEALTH MANAGEMENT, LLC | TEGRA FINANCIAL PARTNERS | HA&W WEALTH MANAGEMENT, LLC
CRD#: 127333 / SEC#: 801-63326
RIA
Registered Investment Advisory firm - (7/9/2004 Approved)Georgia
Registered Investment Advisory firm - (7/16/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/25/2017)
IAR
Georgia(3/4/2014)
IAR
Texas(7/26/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 1/9/2015
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
AW
APRIO WEALTH MANAGEMENT, LLC
APRIO WEALTH MANAGEMENT, LLC | TEGRA FINANCIAL PARTNERS | HA&W WEALTH MANAGEMENT, LLC
CRD#: 127333 / SEC#: 801-63326
RIA
Registered Investment Advisory firm - (7/9/2004 Approved)Georgia
Registered Investment Advisory firm - (7/16/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2002 Summit Boulevard Suite 120, Atlanta, GA 30319
Mailing Address
Phone number
(404) 892-9651
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,269 |
| AUM (Assets Under Management) | $ 2,635,136,991 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
