DV
Donald D. Vaught
ADK WEALTH ADVISORY GROUP
CREVE COEUR, MO 63141
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CRD#: 4896175
DV
Professional summary
Donald Dean Vaught is a registered financial advisor currently at ADK WEALTH ADVISORY GROUP located in Creve Coeur, Missouri and LPL FINANCIAL LLC located in Creve Coeur, Missouri.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Donald has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 04/14/2014: ADK WEALTH ADVISORY GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS).
(2) 07/09/2015: KRAFT, DAVIS AND ASSOCIATES, LLC - DBA: (HYBRID) ADK WEALTH ADVISORY GROUP - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR DBA - IAR - START 06/12/2015 - 120 Hours Per Month During Securities Trading.
(3) 07/09/2015: KRAFT, DAVIS AND ASSOCIATES, LLC - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR - START 06/12/2015 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Kraft, Davis and Associates, LLC, an independent investment advisor firm. I started this business activity in 06/2015. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Dean Vaught's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2015 - Present
ADK WEALTH ADVISORY GROUP
Office #1: 12935 N Outer Forty Dr #101, Creve Coeur, MO 63141RIA
CRD#: 175085
CREVE COEUR, MO
Current
October 10, 2007 - Present
LPL FINANCIAL LLC
Office #1: 12935 N. Outer Forty Dr. #101, Creve Coeur, MO 63141RIA
BD
CRD#: 6413
Creve Coeur, MO
Past
October 10, 2007 - September 8, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
February 2, 2006 - May 22, 2007
LPL FINANCIAL LLC
RIA
CRD#: 6413
ST. LOUIS, MO
Past
February 4, 2005 - May 22, 2007
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ADK WEALTH ADVISORY GROUP
ADK WEALTH ADVISORY GROUP | STECK WEALTH MANAGEMENT | KRAFT, DAVIS & ASSOCIATES, LLC | KRAFT, DAVIS & ASSOCIATES, INC. | INTEGRAL WEALTH | FINANCIAL PLANNING WORLD | ENDEAVOR WEALTH MANAGEMENT
CRD#: 175085 / SEC#: 801-99353
RIA
Registered Investment Advisory firm - (6/9/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(11/8/2007)
RR
Indiana(1/30/2009)
RR
Kansas(2/20/2008)
RR
Massachusetts(8/3/2011)
RR
Minnesota(1/22/2013)
RR
Mississippi(9/1/2021)
RR
Missouri(10/10/2007)
IAR
Missouri(6/18/2015)
RR
Ohio(5/15/2009)
RR
Pennsylvania(6/23/2008)
RR
Texas(4/25/2008)
IAR
Texas(6/17/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ADK WEALTH ADVISORY GROUP
ADK WEALTH ADVISORY GROUP | STECK WEALTH MANAGEMENT | KRAFT, DAVIS & ASSOCIATES, LLC | KRAFT, DAVIS & ASSOCIATES, INC. | INTEGRAL WEALTH | FINANCIAL PLANNING WORLD | ENDEAVOR WEALTH MANAGEMENT
CRD#: 175085 / SEC#: 801-99353
RIA
Registered Investment Advisory firm - (6/9/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12935 North Outer Forty Road Suite 101, St. Louis, MO 63141
Mailing Address
Phone number
(314) 878-1489
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,106 |
| AUM (Assets Under Management) | $ 685,673,033 |
Red Flags
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Company Information
ADK WEALTH ADVISORY GROUP
CRD#: 175085Creve Coeur, MO 63141TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
